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Searching Content indexed under Whistleblowing by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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1
SEC Awards Whistleblower Over $4.5 Million
The SEC awarded over $4.5 million to a whistleblower for information provided in connection with an SEC case and related action.
United States
11 Jun 2019
2
CFTC Awards Whistleblower Approximately $1.5 Million
The CFTC awarded approximately $1.5 million to an individual whistleblower for information provided in connection ...
United States
24 May 2019
3
HFSC Subcommittee Evaluates Bills Intended To "Hold Executives Accountable"
The Investor Protection, Entrepreneurship, and Capital Markets subcommittee of the HFSC held a hearing to consider six legislative proposals intended to "hold public company executives accountable to both investors...
United States
23 Apr 2019
4
SEC Awards $50 Million To Two Whistleblowers
The SEC awarded $50 million to two whistleblowers for providing information that helped the agency to bring a successful enforcement action.
United States
9 Apr 2019
5
CFTC Awards Over $2 Million To Individual Whistleblower
The CFTC awarded more than $2 million to an individual whistleblower for information provided in connection with a CFTC ...
United States
14 Mar 2019
6
SEC Whistleblower Program Receives Record Number Of Tips In 2018
In its 2018 annual report to Congress, the SEC reported that it received the largest number of whistleblower tips and paid the most in rewards in program history.
United States
22 Nov 2018
7
SEC Awards Nearly $4 Million To Overseas Whistleblower
The SEC awarded approximately $4 million to an overseas whistleblower whose tip led to a successful enforcement action.
United States
28 Sep 2018
8
National Whistleblower Center Asks SEC To Extend Comment Deadline On Whistleblower Proposal
The National Whistleblower Center ("NWC") urged the SEC to extend the comment deadline on a proposal amending the SEC whistleblower program.
United States
25 Sep 2018
9
SEC Reduces Whistleblower Award Due To Delayed Reporting
The SEC reduced a whistleblower award after discovering that the whistleblower financially benefited from waiting to report the misconduct.
United States
20 Sep 2018
10
SEC Awards Second Largest Whistleblower Award
The SEC awarded more than $54 million to two whistleblowers for providing critical information that resulted in an enforcement action.
United States
12 Sep 2018
11
CFTC Issues $45 Million In Whistleblower Awards
The CFTC granted multiple whistleblower awards totaling over $45 million.
United States
13 Aug 2018
12
Federal Register: SEC Proposes Amendments To Whistleblower Program
An SEC proposal to amend its whistleblower program under Exchange Act Section 21F (see previous coverage) was published in the Federal Register, along with proposed interpretive...
United States
26 Jul 2018
13
SEC Proposes Amendments To Whistleblower Program
The SEC proposed several rule amendments to its whistleblower program under Exchange Act Section 21F, including clarification of existing rules and technical amendments.
United States
10 Jul 2018
14
SEC Issues Largest Whistleblower Awards Ever
The SEC awarded its largest whistleblower payments to date, splitting approximately $50 million between two whistleblowers and giving more than $33 million ...
United States
21 Mar 2018
15
SCOTUS Blows The Whistle: Internal Whistleblowers Take Note
A whistleblower is not a whistleblower unless he reports suspected securities law violations to the SEC.
United States
27 Feb 2018
16
Supreme Court Rules Internal Whistleblowers Are Not Protected Under Dodd-Frank
The Supreme Court narrowed the definition of the term "whistleblower" and excluded internal whistleblowers from the anti-retaliation protections provided under Dodd-Frank (see previous coverage).
United States
27 Feb 2018
17
SEC Awards Whistleblower Over $1 Million
The SEC awarded more than $1 million to a whistleblower for reporting "new information and substantial corroborating documentation" regarding a securities violation that impacted retail investors.
United States
20 Oct 2017
18
Petitioner Files Brief In Supreme Court Whistleblower Case
On August 24, 2017, petitioner Digital Realty Trust, Inc. ("Digital Realty") filed its brief on the merits in Digital Realty Trust, Inc. v. Somers.
United States
7 Sep 2017
19
SEC Grants Whistleblower Award To Government Employee
The SEC awarded almost $2.5 million to a whistleblower from a domestic government agency for reporting the "improper conduct" of a company.
United States
11 Aug 2017
20
Federal Register: CFTC Amends Rules To Protect Whistleblowers
The CFTC adopted several rule amendments in order to better protect whistleblowers from retaliation and intimidation by their employers, and to establish a new review process for whistleblower claims.
United States
12 Jun 2017
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