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Searching Content indexed under Whistleblowing by Ropes & Gray LLP's Investment Management Practice Group ordered by Published Date Descending.
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SEC Announces Dodd-Frank Whistleblower Award For Compliance Professional
On Wednesday, April 22nd, the Securities and Exchange Commission announced that it had awarded approximately $1.5 million to a whistleblower who had served as a compliance officer of the company about which he blew the whistle.
United States
24 Apr 2015
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Investment Management Update: February 2014 - March 2014
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.
United States
1 Apr 2014
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