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Searching Content indexed under Whistleblowing by Robert N. Holtzman ordered by Published Date Descending.
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Supreme Court Rules That Dodd-Frank's Anti-Retaliation Provision Does Not Protect Internal Whistleblowers
The United States Supreme Court decided in Digital Realty Trust, Inc. v. Somers (Feb. 21, 2018) that the anti-retaliation provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) applies only to individuals who have reported a violation of the securities law to the Securities and Exchange Commission (SEC) and not to those who raise concerns only to their employers internally. The Court's decision resolved an important conflict in the federal Courts of Appeals.
United States
28 Feb 2018
2
Whistleblower Claims Under SOX And Dodd-Frank: Recent Developments - November 2016
In May 2016, the SEC made three announcements that it would make bounty awards totaling nearly $10 million to four whistleblowers.
United States
11 Nov 2016
3
Whistleblower Claims Under SOX And Dodd-Frank: Recent Developments - May 2016
Thus far this year, the SEC issued several bounty awards in an aggregate amount exceeding $2.6 million.
United States
26 May 2016
4
Whistleblower Claims Under SOX And Dodd-Frank: Recent Developments
As described in more detail below, the U.S. Department of Labor ("DOL") has issued final regulations governing the procedures for handling SOX whistleblower claims.
United States
8 Dec 2015
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