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Searching Content indexed under Compliance by Shearman & Sterling LLP ordered by Published Date Descending.
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1
Google And Compliance With The Google Shopping Decision
With three cases recently closed, Google has been in the crosshairs of European Union Competition Commissioner Vestager
Belgium
27 Aug 2019
2
UK Conduct Regulator Invites Applications For Cohort Five Of Its Regulatory Sandbox
On October 15, 2018, the U.K. FCA announced that the application window had opened for cohort five of its regulatory sandbox. The FCA announced the successful applicants to the previous cohort in July 2018.
UK
2 Nov 2018
3
Financial Regulatory Developments Focus - Issue 13, April 4, 2018
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates.
Worldwide
6 Apr 2018
4
Financial Action Task Force Report to G20 Finance Ministers and Central Bank Governors
On March 16, 2018, the Financial Action Task Force published its report to G20 Finance Ministers and Central Bank Governors, in advance of their meeting in Buenos Aires scheduled for March 19 – 20, 2018.
United States
29 Mar 2018
5
Wolfsberg Group Issues Frequently Asked Questions On Country Risk
On March 20, 2018, the Wolfsberg Group published a set of Frequently Asked Questions on financial crime country risk.
United States
29 Mar 2018
6
Financial Regulatory Developments Focus - Mar 28, 2018 Issue 12/2018
On March 20, 2018, the Wolfsberg Group published a set of Frequently Asked Questions on financial crime country risk.
United States
29 Mar 2018
7
Financial Regulatory Developments Focus - 8 February 2018
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates
United States
2 Mar 2018
8
FRC Publishes Report On Digital Future Of Corporate Reporting
On 13 December 2017, the FRC's Financial Reporting Lab announced publication of its report on the digital future of corporate reporting.
UK
28 Feb 2018
9
FRC Publishes First Audit And Assurance Lab Report
On 18 December 2017, the Financial Reporting Council (the "FRC") announced publication of its pilot Audit & Assurance Lab report.
UK
28 Feb 2018
10
Joint Money Laundering Steer Group Publishes Finalised Revised AML Guidance
On 21 December 2017, the Joint Money Laundering Steer Group published a revised version of its Guidance on the prevention of money laundering and the financing of terrorism for the U.K. financial services industry.
United States
28 Feb 2018
11
Financial Regulatory Developments Focus Issue 6/2018
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates.
United States
23 Feb 2018
12
ESMA Publishes Listed Company Enforcement Priorities For 2017 Financial Statements
On 27 October 2017, ESMA published its annual public statement on European common enforcement priorities for 2017 IFRS financial statements, setting out the priorities that listed companies ...
European Union
23 Feb 2018
13
MAR: Updated ESMA Q&A Includes New Answers On Managers' Transactions And Trading During Closed Periods And On EAMPs
On 21 November 2017, the European Securities and Markets Authority (ESMA) published a revised version of its Q&A on the implementation of the Market Abuse Regulation (MAR).
European Union
23 Feb 2018
14
UK Benchmarks Legislation Published
On February 5, 2018, the Financial Services and Markets Act 2000 (Benchmarks) Regulations were laid before Parliament and will come into force mainly on February 27, 2018.
European Union
22 Feb 2018
15
Bank Of England Consults On Incident Reporting Rule For CCPs
On February 9, 2018, the BoE published a consultation paper on a new rule to formalize the supervisory expectation that CCPs will report any incidents relating to their information technology systems to the BoE.
UK
22 Feb 2018
16
Deputy Attorney General Rod Rosenstein Announces Revised FCPA Corporate Enforcement Policy
On 29 November 2017, Deputy Attorney General Rod Rosenstein announced a revised Foreign Corrupt Practices Act ...
United States
22 Feb 2018
17
UK Financial Conduct Authority Consults On Benchmarks Enforcement Powers
On February 5, 2018, the FCA published a consultation setting out proposed changes to its Decision Procedure and Penalties manual and its Enforcement Guide.
UK
22 Feb 2018
18
Bank Of England Confirms Its Commitment To Wholesale Market Conduct Codes
The Bank of England has published statements of commitment to the FX Global Code, the U.K. Money Markets Code and the Global Precious Metal Code. By issuing the statements, the BoE is demonstrating ...
UK
21 Feb 2018
19
SEC Provides An Update On The Implementation Of The New Credit Losses Standard
On 4 December 2017, Robert B. Sledge of the SEC's Office of the Chief Accountant provided some remarks before the 2017 AICPA Conference on current SEC and PCAOB developments.
United States
21 Feb 2018
20
Federal Reserve Bank Of New York President Dudley Participates In Banking Culture Panel Discussion
On February 7, 2018, William Dudley, President of the Federal Reserve Bank of New York, participated in a panel discussion entitled "Banking Culture - Still Room for Improvement?"
United States
20 Feb 2018
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