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Searching Content indexed under Compliance by Duff and Phelps ordered by Published Date Descending.
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JFSC Issues Findings From Thematic Review Into Suitability Of Investments
In response to increasing concerns around investment advice, in early 2017, the JFSC launched an awareness campaign highlighting the potential dangers of high-risk investments and mis-selling.
Jersey
26 Feb 2018
2
Transfer Pricing Times: IRS Issues New LB&I Directives
On January 12, 2018, the U.S. IRS Large Business and International ("LB&I") Division issued several new directives establishing procedural changes aimed at enabling the IRS to manage resources in transfer pricing audits.
Worldwide
22 Feb 2018
3
NFA And FINRA Provide Cybersecurity Guidance And Workshops
On May 3, 2017, FINRA will host a Compliance Bootcamp in New York City for its members and will provide guidance on cybersecurity.
United States
4 Aug 2017
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