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Searching Content indexed under Compliance by Deloitte ordered by Published Date Descending.
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Why Your Current Group Structure Could Be Costing You!
UK groups, particularly acquisitive ones, are finding that they are now faced with complex, unwieldy group structures where the number of dormant or inactive entities in the group greatly exceeds those that are active.
UK
22 Jun 2018
2
Liquidity Risk Management For Investment Funds | IOSCO's New Recommendations
Overall, IOSCO's recommendations are line with existing supervisory expectations in the EU but they add more detail in some areas.
UK
9 Feb 2018
3
What's Next For The Role Of Compliance In Wholesale Banking?
On 23 November, the FCA published a report on the compliance function in wholesale banks. In January this year, the FCA sent a questionnaire to 22 wholesale banks ...
UK
15 Dec 2017
4
Are You Ready For 1 January 2018? - Finalised PRIIPs RTS And Imminent Guidance Pave The Way For Firms' PRIIPs Programmes
Many firms have swiftly resumed their PRIIPs programmes following the entry of the final Regulatory Technical Standards (RTS) on the Packaged Retail and Insurance-based Investment Products Regulation (PRIIPs) in the Official Journal of the European Union.
UK
4 Jul 2017
5
Global Share Plans Portal - Your Global Expedition Starts Here
Companies operating share plans globally need to keep up to date with the tax and legal issues around the world, so that they can remain compliant.
UK
20 Apr 2017
6
Solvency II: Ten Things We Have Learned About The PRA's Latest View
Solvency II incorporates much of the UK's former ICAS economic capital regime, which was always a key UK objective in the original Solvency II negotiations.
UK
13 Apr 2017
7
EU Benchmark Regulation: Are You Ready For Implementation?
The European Commission's Regulation on indices used as financial benchmarks in financial instruments and financial contracts forms part of the EU's response to a series of high profile investigations in recent years...
UK
13 Apr 2017
8
No Margin For Error: Making The Margin Requirements For Non-Cleared OTC Derivatives Happen
The implementation of the mandatory exchange of initial and variation margin for non-cleared OTC derivative trades in the EU commenced on 4 February for financial counterparties with the largest derivatives portfolios.
European Union
20 Mar 2017
9
SMR – A Year On But With More To Do
7 March 2017 will mark a year since the commencement of the Senior Managers Regime (SMR) for banks, building societies, credit unions and PRA-designated investment firms.
UK
15 Mar 2017
10
Spring Budget 2017 Analysis - Corporation Tax: Deductibility Of Corporate Interest Expense
Following the publication of draft legislation to limit the UK tax deductions that companies can claim for their interest expenses (as announced at Budget 2016)...
UK
9 Mar 2017
11
On Your Radar? Preparing For The New HMRC Corporate Criminal Offence (Video)
The UK Government has introduced two new ‘corporate criminal offences', enabling the easier prosecution of businesses which fail to prevent the facilitation of UK or overseas tax evasion.
UK
23 Feb 2017
12
No Margin For Error | Making The Margin Requirements For Non-Cleared OTC Derivatives Happen
The implementation of the mandatory exchange of initial and variation margin for non-cleared OTC derivative trades in the EU commenced on 4 February for financial counterparties with the largest derivatives portfolios.
European Union
21 Feb 2017
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