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Searching Content from United States indexed under Compliance ordered by Published Date Descending.
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1
NYSE Prohibits Listed Companies From Issuing Material News Immediately After Market Close
On 7 December 2017, the NYSE announced a rule change, with immediate effect, pursuant to which NYSE listed companies are now prohibited from issuing material news after the close of the NYSE trading session ...
United States
19 Feb 2018
2
Watch: Brand Management For In-House Counsel
Protecting the value of your corporate brand is a critical mission. As companies are increasingly asked to make disclosures regarding their efforts ...
United States
19 Feb 2018
3
US Board Of Governors Of The Federal Reserve System Issues Cease-And-Desist Order Against Large US Financial Institution
On February 1, 2018, the OCC and the U.S. Board of Governors of the Federal Reserve System released the 2018 scenarios for the Dodd-Frank Act Stress Test (DFAST) ...
United States
16 Feb 2018
4
Financial Regulatory Developments Focus - February 14, 2018
On February 6, 2018, the European Securities and Markets Authority published a final report and final draft Implementing Technical Standards on forms and procedures for cooperation of National Regulators ...
United States
16 Feb 2018
5
The ELD Mandate: Feeding The Reptile With Voluminous Electronic Data
Five years ago, Congress passed the Commercial Motor Vehicle Safety Enhancement Act of 2012, which ordered the Secretary of Transportation to regulate commercial motor vehicles ...
United States
16 Feb 2018
6
FinCEN Updates List Of Jurisdictions With AML/CFT Regime Deficiencies - Feb 2018
The "FATF Public Statement," which was published on November 3, 2017, identifies jurisdictions that are subject to its call for countermeasures or are subject to enhanced due diligence due to their strategic AML/CFT deficiencies.
United States
15 Feb 2018
7
Top Federal Securities And Commodities Regulators Testify On Virtual Currency Regulation Before Senate Committee
Chairman Jay Clayton of the SEC and Chairman J. Christopher Giancarlo of the CFTC on February 6, 2018 discussed the role of their respective agencies with respect to regulatory oversight of virtual currencies.
United States
15 Feb 2018
8
Financial Regulatory Developments Focus – November 15, 2017
On November 8, 2017, Acting Comptroller of the US Office of the Comptroller of the Currency Keith Noreika questioned the US regulatory requirement for banks to maintain a separation between banking and commerce.
United States
15 Feb 2018
9
Deadline Approaching Under NY Cybersecurity Regulations
If your company is one of the broad group of businesses licensed by the New York Department of Financial Services (NY DFS), a very important deadline is bearing down on February 15.
United States
14 Feb 2018
10
CFTC Chief Of Staff Identifies Areas For Regulatory Improvement
CFTC Chief of Staff Michael Gill, along with the heads of the major CFTC operating divisions, provided an update on Project KISS ("Keep It Simple, Stupid") and described CFTC efforts to simplify regulations and address outdated rules.
United States
14 Feb 2018
11
Take Compliance Seriously When Hiring Domestic Employees In New York
So you've hired a nanny for your new child. The nanny passed the background check, references are solid and interactions with your child are splendid. Your job here is done, right?
United States
14 Feb 2018
12
An Annual Retirement Plan "Check-Up" May Be Just What The Doctor Ordered!
February is Heart Health Month, which always reminds me to schedule my annual doctor checkup.
United States
14 Feb 2018
13
DOJ Reaches Settlement With Michigan Hospital On Allegedly Unlawful Marketing Agreement
On Friday, the U.S. Department of Justice ("DOJ") Antitrust Division announced a settlement with Henry Ford Allegiance Health ("Allegiance")...
United States
14 Feb 2018
14
IRS To Revoke Passports For Seriously Delinquent Tax Debts Starting February 2018
The IRS intends to issue certifications and decertifications of seriously delinquent tax debts systematically on a weekly basis.
United States
13 Feb 2018
15
State Regulators Take First Step To Streamline Money Transmitter Licensing
Moving forward, the participating states– Georgia, Illinois, Kansas, Massachusetts, Tennessee, Texas...
United States
13 Feb 2018
16
Foley's 2017 Connected Cars & Autonomous Vehicles Survey - Part 1
We're in the midst of a rapid evolution not only in the way drivers operate their vehicles, but also in the operations, compliance, go-to-market strategy and cyber preparedness of the entire automotive industry.
United States
13 Feb 2018
17
Quiet Release Of Report Likely To Change The Victorian WHS Enforcement Landscape – Carrot Or Stick Approach?
In the last working week of 2017, the Victorian Government quietly released the Independent Review of Occupational Health and Safety Compliance and Enforcement in Victoria.
United States
12 Feb 2018
18
DOJ Toughens Antitrust Consent Decree Enforcement
The Situation: The U.S. Department of Justice Antitrust Division ("DOJ") has adopted new terms in recent consent decrees that enhance DOJ's ability to enforce its settlements, most importantly by lowering the evidentiary standard for proving a defendant has violated the terms of a consent decree settlement
United States
12 Feb 2018
19
Emerging Trends In False Claims Act Enforcement: 2018 Outlook
While financial recoveries under the federal False Claims Act (FCA) continued at a fast pace last year, the U.S. Department of Justice (DOJ) started 2018 ...
United States
12 Feb 2018
20
US House Of Representatives Passes Five Bills Affecting Financial Institutions
On January 30, 2018, the US House of Representatives passed five bills focused on regulatory reform for financial institutions.
United States
12 Feb 2018
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