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1
A Cautionary Tale For Money Service Businesses: How Violating The Bank Secrecy Act Could Cost Millions
On February 27, 2017, The Financial Crimes Enforcement Network ("FinCEN") fined Merchants Bank of California ("Merchants") $7 million for what it called "egregious" violations of the Bank Secrecy Act ("BSA").
United States
24 May 2017
2
Outlook 2017 Teleconference: Revisiting the Trump Administration's Impact on Life Sciences and Health Care—the First 100 Days
On Tuesday, May 2, Ropes & Gray hosted a teleconference, "Outlook 2017 Teleconference: Revisiting the Trump Administration's Impact on Life Sciences and Health Care – the First 100 Days," on the potential regulatory and compliance impact of the Trump Administration on life sciences and health care companies.
United States
24 May 2017
3
RTOs/ISOs Submit Order No. 831 Compliance Filings
The May 8, 2017 compliance filings were specifically tailored to each RTO/ISO, and the proposed implementation timeframes proposed by each RTO/ISO varied considerably.
United States
22 May 2017
4
Non-Federal Entities Receive Extra Year to Comply with Overhauled OMB Procurement Standards for Federal Assistance Agreements
Non-federal entities that receive federal assistance—such as colleges and universities, hospitals, nonprofits, and state, local and tribal governments—have been given an additional year to comply with the Office of Management and Budget's (OMB) revised procurement standards for grants and federal funding.
United States
20 May 2017
5
Federal Reserve Finds First Bank In Violation Of The Volcker Rule
On April 20, 2017, the Board of Governors of the Federal Reserve System issued a Consent Order to Deutsche Bank AG after finding deficiencies in the bank's Volcker Rule compliance program...
United States
19 May 2017
6
Preparing For Antitrust Scrutiny Of Arranger And Lender Conduct In Leveraged Loan Commitment Process
While to date the European Commission has not announced the timing of any sector inquiry, it would typically be followed by formal investigations and enforcement actions against violators.
European Union
18 May 2017
7
Reg. Tracker: May 1 To May 14
The Cabinet Regulatory Tracker provides a list of upcoming effective dates, reporting deadlines, compliance deadlines, expiration dates, comment deadlines and meeting dates.
United States
18 May 2017
8
NH Accessory Dwelling Unit Law Prompts Municipal Action
Other municipalities that already allowed ADUs subject to conditions have had to amend their ordinances to comply with the new law.
United States
18 May 2017
9
The New Face Of White Collar Enforcement: President Trump Signs Executive Orders Directing DOJ To Make Trade, Customs Fraud Enforcement A ‘High Priority'
Elections have consequences. And, since the November election of President Donald J. Trump, pundits, practitioners, and legal observers alike have tried to predict what white collar enforcement priorities might take center stage under the new administration.
United States
18 May 2017
10
Does Your Organization Need an Anti-bribery Management System?
Microsoft and Wal-Mart recently announced that their organizations recognize the value of having a uniform international standard across their organizations to combat bribery, and will now be seeking ISO 37001 Certification ("Certification").
United States
18 May 2017
11
Health Care Providers Pay $1.35 Million in TCPA Fax Settlement
Although the spotlight is usually on unwanted phone calls and text messages when it comes to class actions under the Telephone Consumer Protection Act (TCPA), a recent settlement over the sending of faxes is a reminder to advertisers that all communications should be scrutinized for compliance.
United States
17 May 2017
12
Your Property Was Hit With An ADA Lawsuit – Now What?
Over the last couple of years, Florida has seen a proliferation of lawsuits alleging violations of Title III of the Americans with Disabilities Act ("ADA").
United States
16 May 2017
13
Is The Stark Law's "Signed Writing" Requirement Material To Payment: One Federal Court Says Yes
In ruling on the summary judgment motions, the court agreed with defendants that six of the eight arrangements met the signed writing requirement...
United States
16 May 2017
14
Minimize The Risk Of External Whistleblower Activity
External whistleblower activity can be very costly in the auto industry. As the industry continues to develop, prevention of whistleblower claims will only grow in importance.
United States
16 May 2017
15
Managing Sanctions And Export Control Risks In The Health Care Industry
Over the past 15 years, pharmaceutical manufacturers, medical device companies, and other participants in the health care industry have been regular targets of FCPA enforcement actions brought by the U.S. government.
United States
15 May 2017
16
Are You Ready For CRS? Americas Deadline Update For Early Adopters
It is important to note that Curacao was originally listed as early adopter, but moved to the late adopter lists, with CRS first reporting deadline on 31 March 2018.
Worldwide
15 May 2017
17
CCO Of Money Transfer Company Settles Case Involving AML Compliance Failures
FinCEN and the United States Attorney's Office for the Southern District of New York announced the settlement of charges that FinCEN previously filed against Thomas Haider...
United States
12 May 2017
18
New Rules Regarding Paying Employees By Debit Cards TO TAKE EFFECT MAY 4, 2017
The Pennsylvania General Assembly passed a law (Act 161) in November that amends the Pennsylvania Banking Code to permit the use of payroll debit cards, with certain conditions.
United States
9 May 2017
19
Sexual Harassment In The News Likely To Lead To Uptick In Claims
Whenever the topic of sexual harassment reaches mainstream media outlets, people are bound to take notice.
United States
4 May 2017
20
EPA Announces Plan To Reconsider Oil And Gas Rule
EPA Administrator Scott Pruitt announced the agency's intent to convene a proceeding for reconsideration of the rule's fugitive emissions monitoring requirements.
United States
3 May 2017
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