Search
Searching Content from United States indexed under Compliance ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next
 
Title
Country
Organisation
Author
Date
1
IRS Announces Six New Campaigns
Yesterday, the Large Business and International Division ("LB&I") of the IRS announced six new compliance campaigns. Faced with continued budget cuts ...
United States
24 May 2018
2
MSHA Issues Final Workplace Examination Rule
On April 9, 2018, the Mine Safety and Health Administration (MSHA) will publish its final rule on "Examinations of Working Places in Metal and Nonmetal Mines" in the Federal Register.
United States
11 Apr 2018
3
Operators Beware! MSHA Issues Final Rule On Examinations Of Working Places In Metal And Nonmetal Mines
MSHA just announced its Final Rule on Examinations of Working Places in Metal and Nonmetal Mines. 83 Fed. Reg. 15055 (April 9, 2018).
United States
11 Apr 2018
4
Australia's Proposed Modern Slavery Act May Impact American Companies
U.S. companies with operations in Australia may soon be impacted by the establishment of a new Modern Slavery Act (the MSA) in Australia.
United States
11 Apr 2018
5
OFCCP Announces 2018 Veteran Hiring Benchmark
On March 30, 2018, the Office of Federal Contract Compliance Programs ("OFCCP") released its 2018 Vietnam Era Veterans' Readjustment Assistance Act ("VEVRAA") Benchmark.
United States
9 Apr 2018
6
Financial Regulatory Developments Focus - Issue 13, April 4, 2018
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates.
Worldwide
6 Apr 2018
7
Investment Adviser Fee Table On The Table
On February 7, the Massachusetts Securities Division asked for public comment on a fee table requirement for Massachusetts-registered investment advisers.
United States
6 Apr 2018
8
Five Tips For Ethical Practices When Doing Business In Indian Country
It is a challenge for a business to determine the best practices to follow when operating a business on tribal lands, or for a Native American tribe to consider investing in a project for economic development.
United States
6 Apr 2018
9
SEC Targets Variable Insurance Products
Once again, the SEC's Office of Compliance Inspections and Examinations (OCIE) has made variable insurance products an exam priority.
United States
6 Apr 2018
10
Implementation Delay And Q&As For Fund Liquidity Rule
On February 21, the SEC approved a six-month extension for mutual funds to comply with the classification (bucketing) requirements and related elements of its new liquidity rule.
United States
6 Apr 2018
11
FINRA Updates AML Template For Small Firms
FINRA revised the template that small firms registered with FINRA may use in developing anti-money laundering ("AML") programs.
United States
6 Apr 2018
12
The GDPR Covers Employee/HR Data And It's Tricky, Tricky (Tricky) Tricky: What HR Needs To Know
The European Union (EU) General Data Protection Regulation (GDPR) comes into effect on May 25, 2018, so in less than 60 days.
United States
6 Apr 2018
13
A New Legislative Framework For ICOs In France
The regulatory focus on initial coin offerings (ICOs) has not diminished since our last client alert where we mentioned that the public consultation of the French Financial Markets Authority (AMF) ...
United States
6 Apr 2018
14
U.S. Government To Include Digital Currency Addresses On List Of Sanctioned Parties
The U.S. Government is considering adding digital currency addresses affiliated with individuals and entities identified to the List of Specially Designated Nationals and Blocked Persons ("SDN List").
United States
6 Apr 2018
15
FinCEN Provides Additional Guidance On Upcoming Customer Due Diligence Requirements
The U.S. Treasury Department's Financial Crimes Enforcement Network issued a new set of FAQs in advance of the upcoming customer due diligence rule that goes into effect on May 11, 2018.
United States
5 Apr 2018
16
FINRA Requests Comment on Proposed New Outside Business Activities Rule
FINRA requests comment on all aspects of the proposal, and specifically requests comment on the issues listed in Appendix A.
United States
4 Apr 2018
17
Be On The Lookout For OFCCP Survey!
On March 28, 2018, the Office of Federal Contract Compliance Programs (OFCCP) announced that it will be sending out a survey "to gather more information about how [OFCCP] can continue improving communication, transparency, and timeliness during our compliance evaluations."
United States
3 Apr 2018
18
OFCCP Announces New Compliance Evaluation Experience Survey
OFCCP's announcement emphasizes that it will not schedule a contractor for a compliance evaluation based on its participation in the survey.
United States
3 Apr 2018
19
Financial Action Task Force Report to G20 Finance Ministers and Central Bank Governors
On March 16, 2018, the Financial Action Task Force published its report to G20 Finance Ministers and Central Bank Governors, in advance of their meeting in Buenos Aires scheduled for March 19 – 20, 2018.
United States
29 Mar 2018
20
Wolfsberg Group Issues Frequently Asked Questions On Country Risk
On March 20, 2018, the Wolfsberg Group published a set of Frequently Asked Questions on financial crime country risk.
United States
29 Mar 2018
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next