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Searching Content from United States indexed under Compliance ordered by Published Date Descending.
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1
Preparing For An Increase In I-9 Worksite Enforcement
The distinct change in policy and the imminent exponential increase in employer audits have put I-9 compliance personnel on notice.
United States
17 Nov 2017
2
Swap Dealer Fined $10 Million For Providing Inaccurate Mid-Market Marks
A swap dealer agreed to pay a civil monetary penalty to settle CFTC charges related to providing inaccurate mid-market marks on swaps transactions and related reporting and supervisory violations.
United States
13 Nov 2017
3
Florida Lawmakers Take Action To Curb Access Suits, But Will It Work?
Florida's recently-enacted House Bill 727 gives businesses a way to deter serial plaintiffs from suing them in Florida courts.
United States
10 Nov 2017
4
Tax Proposal May Impact Deductibility Of Some Trade Association Dues & Associated Lobbying Disclosure Reports
As we have previously discussed, Section 162 of the Internal Revenue Code (IRC) generally prohibits businesses from taking a deduction for lobbying and political expenditures.
United States
9 Nov 2017
5
CFTC Extends Exemptive Relief To SEFs From Certain Audit Trail Data Requirements
The CFTC Division of Market Oversight ("DMO") extended previously issued relief exempting swap execution facilities ("SEFs") from the requirement to capture post-execution information in their audit trail data.
United States
8 Nov 2017
6
EU Proposals To Strengthen The Powers Of The European Supervisory Authorities
On 20 September 2017, the European Commission made proposals[1] to strengthen the regulatory and supervisory powers of the three European Supervisory Agencies (ESAs)...
European Union
3 Nov 2017
7
Pay Ratio Not Applicable To Certain Externally-Managed Issuers
Many public issuers that are master limited partnerships ("MLPs") or real estate investment trusts ("REITs") have no employees, and instead...
United States
3 Nov 2017
8
The Office of the Comptroller of the Currency Just Released its 2018 Bank Supervision Operating Plan – Are Your BSA/AML Compliance Programs Ready?
The Office of the Comptroller of the Currency's (OCC) Committee on Bank Supervision (CBS) just released its Bank Supervision Operating Plan for 2018 which outlines the OCC's supervision...
United States
29 Sep 2017
9
CFPB Issues First No-Action Letter To Online Lender Using Alternative Data
On Thursday, the Consumer Financial Protection Bureau ("CFPB" or "Bureau") issued its first no-action letter to Upstart Network, Inc., an online lender.
United States
28 Sep 2017
10
A Client's Guide To FDA Inspections
A Food and Drug Administration inspector has just knocked on your door and announced that he or she will now inspect your facility.
United States
14 Sep 2017
11
Mayer Brown at MBA's Regulatory Compliance Conference in Washington
Several of Mayer Brown's Consumer Financial Services partners will be featured at this month's Regulatory Compliance Conference in Washington, DC, sponsored by the Mortgage Bankers Association.
United States
11 Sep 2017
12
I.R.S. Explains "Substantially Complete" In Relation To International Information Return
While determining whether a taxpayer has complied with its obligation to provide the I.R.S. with information on its international operations as required by Code §6038 for outbound transactions and by Code §6038A...
United States
1 Sep 2017
13
Class Action Lawsuits Over Alleged COPPA Violations Reinforce Importance of Compliance
Earlier this month, three class action lawsuits were filed against companies for alleged violations of the Children's Online Privacy Protection Act ("COPPA").
United States
25 Aug 2017
14
Increased Focus On Employment-Based Visa Compliance And Enforcement
With recent pronouncements from the USCIS and USDOL, it is clear that companies who employ international workers—and even companies that do not—face increased risks of fines and other penalties due to expanded enforcement and compliance initiatives.
United States
23 Aug 2017
15
FTC Announces Internal Process Reforms In Connection With Civil Investigative Demands
Has your company or client been served with a Civil Investigative Demand (CID)? Overwhelmed? Don't despair – the future may be brighter, as the FTC is now offering more clarity regarding its CID document requests process.
United States
23 Aug 2017
16
Key Consideration For In-House Counsel: Reviewing Domestic Law Against International Human Rights Standards
In reviewing your current operating locations, do you know the extent to which domestic law is protective of human rights?
United States
16 Aug 2017
17
NAIC Cybersecurity Working Group Votes to Approve Insurance Data Security Model Law
The National Association of Insurance Commissioners (NAIC) Cybersecurity (EX) Working Group (Cybersecurity WG) approved Version 6 (Finalized) of its Insurance Data Security Model Law (Model) on August 7 at the NAIC Summer 2017 National Meeting in Philadelphia.
United States
15 Aug 2017
18
Robert Jaworski to Speak on TRID Compliance at MBA Conference
Bob Jaworski will be speaking at the Mortgage Bankers Association of America's annual Regulatory Compliance Conference in Washington, D.C..
United States
15 Aug 2017
19
New Florida Law Aims To Put Brakes On ADA Barrier-To-Access Lawsuits
Responding to the alarming proliferation of lawsuits in Florida alleging that places of public accommodations create barriers to access to disabled patrons, Florida has adopted what appears to be the first law...
United States
11 Aug 2017
20
Employers Must Take Note of Recent Changes to CORI Regulations
In April, the Department of Criminal Justice Information Services (DCJIS) released amendments to the regulations governing access to and the use of information maintained in the Commonwealth's Criminal Offender Record Information System (CORI).
United States
9 Aug 2017
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