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Searching Content from UK indexed under Compliance ordered by Published Date Descending.
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1
Onward And Upward: GDPR A Year Later
On May 30, 2019, the United Kingdom Information Commissioner's Office (the "ICO"), UK's privacy regulator, published an update report, titled GDPR:
UK
24 Jul 2019
2
Avoiding A No Deal Scenario When Selling Your Pharmacy
At the Charles Russell Speechlys LLP Pharmacy Law conference in March, Claire Timmings and I spoke on the key areas from a property perspective that can hold up or prevent a pharmacy business sale
UK
23 Jul 2019
3
Financial Services Outsourcing And Compliance: A Warning From The UK Regulators
A recent decision by the UK financial services regulators, the Financial Conduct Authority and the Prudential Regulation Authority,
UK
12 Jul 2019
4
New UK Pension Scheme Trustee And Service Provider Requirements From December 2019
The Competition and Markets Authority (CMA) has published the remedies order (the order) following its market investigation into the provision of investment consultancy and fiduciary management
UK
10 Jul 2019
5
AML Is Everybody's Problem And Nobody's – And That's A Problem
Measures designed to combat money laundering dominate the global regulatory environment.
UK
18 Jun 2019
6
Examining The Impact Of Brexit On Public Procurement And Public Contracts
The UK's proposed withdrawal from the institutions of the EU has now been ‘flexibly' delayed up until 31 October 2019
European Union
14 Jun 2019
7
Open For Business – ESOS Phase 2
Regular readers may recall that we have previously blogged a fair bit on the Energy Savings Opportunity Scheme ("ESOS"). Phase 1 finished at the end of 2015 and we are now getting close to the end of Phase 2,
UK
28 May 2019
8
The Need For Compliance – At All Times
Syedur Rahman, of business crime solicitors Rahman Ravelli, explains that introducing compliance procedures can be of value even after a company has come under investigation.
UK
12 Mar 2019
9
UK Conduct Regulator Invites Applications For Cohort Five Of Its Regulatory Sandbox
On October 15, 2018, the U.K. FCA announced that the application window had opened for cohort five of its regulatory sandbox. The FCA announced the successful applicants to the previous cohort in July 2018.
UK
2 Nov 2018
10
Complex Cross-Jurisdictional Governance Is Challenging Business
An ICSA and TMF Group survey shows opinion is divided over the difficulty of European governance frameworks.
European Union
20 Sep 2018
11
As APAC's Boom Continues, Are Businesses Ready For Expansion?
In the past decade, the Asia-Pacific region has been characterized by fast-growing, innovative economies that have presented substantial opportunity for U.S. companies.
Worldwide
29 Aug 2018
12
What Constitutes 'The Final Straw' For Constructive Dismissal?
Constructive dismissal is notoriously tricky. Employees often allege their employer has breached the implied term of mutual ‘trust and confidence' in the employment contract, either through a single...
UK
13 Jul 2018
13
Why Your Current Group Structure Could Be Costing You!
UK groups, particularly acquisitive ones, are finding that they are now faced with complex, unwieldy group structures where the number of dormant or inactive entities in the group greatly exceeds those that are active.
UK
22 Jun 2018
14
Money Laundering In The Property Market– How Can Developers Comply With The Latest AML Regulations
Organisations such as those in the property sector, can be more prone to targeted money laundering. What is it that makes them so attractive to potential money-launderers?
UK
4 Jun 2018
15
Key European Market Surveillance Reforms Debated In Brussels Public Hearing
Last month, the Committee on the Internal Market and Consumer Protection held a public hearing on the Goods Package (read our previous blog on the Goods Package here).
UK
17 Apr 2018
16
Bribery Update: Are Your Procedures Adequate?
In the first contested prosecution under section 7 of the UK's Bribery Act 2010 (the "Act"), a Londonbased interiors company has been found guilty of the 'corporate offence' of failing to prevent bribery.
UK
9 Apr 2018
17
Five Burning Questions On AI And Ethics
Artificial intelligence has rapidly filtered into our lives and is here to stay.
UK
4 Apr 2018
18
FCA Sets Out Its Approach To Enforcement
The FCA has published its Approach to Enforcement document, one of a series of documents seeking to articulate its "Mission".
UK
4 Apr 2018
19
Failing To Prevent Bribery
Following the first conviction of a company for failure to prevent bribery, Aziz Rahman considers the implications of the case for those in business.
UK
3 Apr 2018
20
EU Prudential Framework For Investment Firms
At the moment, investment firms that are authorised under MiFID are largely regulated under the Capital Requirements Directive and Capital Requirements Regulation, which also establish the prudential framework for credit institutions.
European Union
29 Mar 2018
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