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Searching Content indexed under Corporate Governance by Maurine Bartlett ordered by Published Date Descending.
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SEC Issues No-Action Letter Addressing Registration Requirements For Certain Advisory Affiliates
The staff of the Securities and Exchange Commission (the "Commission") issued a no-action letter on January 18, 2012 to the American Bar Association’s Subcommittee on Hedge Funds clarifying the registration requirements for certain related entities under the Investment Advisers Act of 1940, as amended (the "Advisers Act").
United States
17 Feb 2012
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