Searching Content indexed under Corporate Governance by Robert Evans ordered by Published Date Descending.
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Changing Of The Guard: SEC Reconsiders Conflict Minerals Rule While Congress Votes To Overturn ‘Publish What You Pay' Reporting For Extractive Companies
In the wake of the US elections in November 2016, two of the Securities and Exchange Commission's ("SEC") disclosure rules for public reporting companies — the conflict minerals rule and government payments...
United States
20 Feb 2017
Flexibility For Debt Refinancings – New SEC No-Action Letter
The SEC staff issued a no-action letter recently that will allow some companies to refinance their debt using tender and exchange offers shorter than the 20 business days required in the tender offer rules.
United States
11 Feb 2015
Broken Windows: SEC Enforcement Reminds Officers, Directors And 5% Shareholders To Comply With Reporting Requirements
The SEC announced enforcement proceedings against officers, directors and major shareholders and publicly-traded companies for violations related to beneficial ownership filings.
United States
10 Oct 2014
SEC Staff Issues Additional Guidance On Conflict Minerals
The SEC Division of Corporation Finance issued responses to nine frequently asked questions on the reporting requirements regarding conflict minerals.
United States
17 Apr 2014
Court Upholds SEC Rule on Conflicts Minerals
On July 23, 2013, the US District Court for the District of Columbia found "no problems with the SEC’s rulemaking" by its adoption of the Conflict Minerals Rule pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank").
United States
26 Jul 2013
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