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Searching Content indexed under Directors and Officers by Kramer Levin Naftalis & Frankel LLP ordered by Published Date Descending.
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SEC Staff Issues No-Action Letter Regarding In-Person Voting Requirements For Registered Investment Company
Following a request from the Independent Directors Council, the SEC staff has provided relief from certain sections of the Investment Company Act of 1940.
United States
11 Apr 2019
2
Corporate Governance
société anonyme ("SA") – This form, with rather rigid governance rules, is the prevalent form historically for large companies.
France
7 Mar 2019
3
Hsu v. DON Holding Corp. And The Rights Of (UN)preferred Stockholders
In a recent opinion, Hsu v. ODN Holding Corp. (Del. Ch. April 25, 2017), the Delaware Court of Chancery refused to dismiss a lawsuit alleging that the company's directors and others breached...
United States
25 Jul 2017
4
Debt Dialogue: June 2017
This month's issue of Debt Dialogue addresses the worlds of restructuring and conservatorship, preferred stock investments and municipal securities disclosure.
United States
12 Jul 2017
5
Valuation Risk Review
Corporate partner Ronald M. Feiman's article "Valuation Issues for Registered Investment Company Directors – Recent Developments and Surprises" appeared in the Summer 2016, Issue Two of Voltaire Advisors.
United States
16 Aug 2016
6
The Changing Role Of Independent Directors Of Mutual Funds
The article discusses how director roles have changes over the last 75 years as a result of a series of SEC actions.
United States
7 Apr 2016
7
SEC Issues Long-Awaited Distribution And Sub-Accounting Guidance
On Jan. 6, 2016, the staff of the SEC's Division of Investment Management released long-awaited guidance on mutual fund payments to intermediaries for services to omnibus and networked shareholder accounts.
United States
13 Jan 2016
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