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Searching Content indexed under Directors and Officers by Nikki Lovejoy ordered by Published Date Descending.
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Senior Managers And Certification Regime | Changes To Functions, Responsibilities And Scope Of Conduct Rules
On 28 September, the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) issued a suite of publications setting out a number of proposed amendments...
UK
25 Oct 2016
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UK Regulators Refine The Scope Of The Senior Managers Regime And Clarify How The ‘Presumption Of Responsibility’ Will Be Applied
The regulators have confirmed that under the revised approach, only the following NEDs in relevant authorised banks, building societies and insurers will be subject to pre-approval and inclusion in the SMR...
UK
27 Feb 2015
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