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Searching Content indexed under Corporate and Company Law by Ropes & Gray LLP's Securities & Enforcement Practice Group ordered by Published Date Descending.
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SEC's Charges Against China-Based Accounting Firms Have Broad Implications
As part of its effort to investigate potential accounting fraud at unnamed China-based companies that are publicly traded in the United States, on December 3, 2012 the U.S. Securities and Exchange Commission (the "SEC") charged the Chinese affiliates of the "Big Four" accounting firms – Ernst & Young, Deloitte, KPMG and PricewaterhouseCoopers – and BDO with violating the Securities Exchange Act and the Sarbanes-Oxley Act.
China
10 Dec 2012
2
SEC Releases Whistleblower Program’s 2012 Annual Report
On November 15, 2012, the Securities and Exchange Commission ("SEC" or the "Commission") released its Annual Report on the Dodd-Frank Whistleblower Program (the "Report").
United States
20 Nov 2012
3
SEC Whistleblower Office Issues First Award
The Securities and Exchange Commission announced on Tuesday that an anonymous tipster was eligible to receive the first award paid under its Dodd-Frank-mandated whistleblower program.
United States
23 Aug 2012
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