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Searching Content indexed under Corporate and Company Law by Maurine Bartlett ordered by Published Date Descending.
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The Trump Administration: Change By Appointment
Many experts are engaged in educated speculation about the regulatory priorities of the now-forming Trump Administration.
United States
23 Nov 2016
2
SEC Issues No-Action Letter Addressing Registration Requirements For Certain Advisory Affiliates
The staff of the Securities and Exchange Commission (the "Commission") issued a no-action letter on January 18, 2012 to the American Bar Association’s Subcommittee on Hedge Funds clarifying the registration requirements for certain related entities under the Investment Advisers Act of 1940, as amended (the "Advisers Act").
United States
17 Feb 2012
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