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Searching Content indexed under Corporate and Company Law by Robin M. Bergen ordered by Published Date Descending.
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Second Circuit Decision Finds Implied Private Right Of Action Under The Investment Company Act
In a recent decision, Oxford University Bank v. Lansuppe Feeder, LLC, the United States Court of Appeals for the Second Circuit held that parties that enter into contracts that violate the Investment
United States
24 Sep 2019
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Proposed Bad Actor Disqualification Act Of 2019 Would Severely Limit The Availability Of Waivers For Institutions Entering Into Settlements With The SEC And DOJ
Last month, Representative Maxine Waters, Chair of the House Financial Services Committee, introduced a discussion draft of the "Bad Actor Disqualification Act of 2019".
United States
12 Jul 2019
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