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Searching Content indexed under Corporate and Company Law by David Feldman ordered by Published Date Descending.
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1
Lawsuit Seeks Exemption From Broker Registration For Private Placement Finders
A few months ago, a real estate company brought an action against the Securities and Exchange Commission, and apparently the SEC now has been served
United States
12 Aug 2019
2
Nasdaq To Limit Reg A+ To Seasoned Companies
Last month, the Nasdaq quietly submitted a proposal to the SEC regarding Regulation A+.
United States
30 May 2019
3
SEC Approves New Venture Exchange
Last Friday, the Securities and Exchange Commission approved a new Silicon Valley-based national securities exchange, the LTSE, with a unique twist – a focus on earlier stage companies and long term investing.
United States
29 May 2019
4
Reporting Companies Cleared For Reg A+ Offerings
The Securities and Exchange Commission announced on December 19, 2018 that it has adopted final rules that will permit full SEC reporting companies to conduct public offerings utilizing
United States
3 Jan 2019
5
SEC Expands "Smaller Reporting Company" Definition
The change is effective 60 days after publication in the Federal Register, which should happen fairly soon.
United States
13 Jul 2018
6
Regulation A+ Offerings Have Raised Over $600 Million
Today, Sebastian Abero, the head of the SEC's Office of Small Business Policy, had some very positive news for those interested in the new Regulation A+. He revealed that, since the Reg A+ rules were adopted by the SEC in June 2015, through September 2017, there have been 69 completed Reg A+ offerings raising a total of $611 million.
United States
1 Dec 2017
7
Bill Would Allow Reporting Companies to Use Reg A+
The House Financial Services Committee recently approved a bill that would permit full SEC reporting companies to use Tier 2 of Regulation A+ to effect a streamlined, lower cost public offering of their securities. The bill now moves to the full House.
United States
3 Aug 2017
8
SEC Approves Important Rule 504 Changes
A little known and little used part of Regulation D under the Securities Act is about to get some new attention.
United States
2 Nov 2016
9
SEC Proposes Expansion Of Those Eligible For Scaled Reporting As "Smaller Reporting Companies"
To be an SRC, currently you have to have a public trading float value below $75 million, or if your float is zero, then revenues less than $50 million.
United States
11 Jul 2016
10
OTCQX Strengthens Listing And Governance Requirements
The OTCQX, owned by OTC Markets, Inc., announced last week that they are increasing their listing and governance requirements effective January 1.
United States
24 Dec 2015
11
Obama Signs New Small Business Initiatives Into Law
The RAISE Act assures an exemption from SEC registration for a resale of a security to an accredited investor who has access to certain information from the company...
United States
10 Dec 2015
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