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Searching Content indexed under Corporate and Company Law by Ropes & Gray LLP's Corporate Governance & Compliance Practice ordered by Published Date Descending.
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SEC Expands "Testing-The-Waters" Communications To All Issuers
On September 26, 2019, the SEC adopted Rule 163B under the Securities Act of 1933, which permits all issuers to engage in "test-the-waters"...
United States
7 Oct 2019
2
SEC Staff Announces Change To Its Process For Rule 14a-8 No-Action Requests
On September 6, 2019, the SEC's Division of Corporation Finance announced a change to how it will handle company requests to exclude a shareholder's proposal from a company's proxy materials.
United States
11 Sep 2019
3
SEC Charges Life Sciences Company With Regulation FD Violations
On August 20, 2019, the SEC settled charges against TherapeuticsMD, a Florida-based life sciences company, for violating Regulation FD by selectively communicating to sell-side
United States
26 Aug 2019
4
SEC Proposes Amendments To Modernize Disclosures Of Business, Legal Proceedings And Risk Factors
On August 8, 2019, as part of its Disclosure Effectiveness effort, the SEC proposed amendments to three discrete Regulation S-K items – business description
United States
15 Aug 2019
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