Searching Content indexed under Compliance by Troutman Sanders LLP ordered by Published Date Descending.
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Minnesota Department Of Commerce Assesses $50,000 Penalty Against Collector For Poor Compliance Practices
The Minnesota Department of Commerce recently entered into a consent order with collection agency Range Credit Bureau, Inc. regarding its compliance practices.
United States
29 Nov 2018
CFPB Updates Loan Originator Rule Guide And HOEPA Rule Guide
Recently, the Consumer Financial Protection Bureau issued revised versions of the small entity compliance guides for the Loan Originator Rule and the Home Ownership and Equity Protection Act ("HOEPA")
United States
23 Nov 2018
Corporate Compliance And Regulatory Update: The U.S. Government Provides Guidance On How Companies Doing Transactions Involving China And Russia (And Certain Other Countries) May Avoid Violating The U.S. Sanctions Against North Korea
Companies that do business with supply chain links to China, Russia and certain other countries are at risk of unintentionally violating the various U.S. ...
United States
19 Nov 2018
SEC Adopts Inline XBRL Tagging For All Public Company Filers
The Securities and Exchange Commission ("SEC") will now require public companies (including operating companies, smaller reporting companies ...
United States
17 Jul 2018
State Attorneys General Reach $18.5M Agreement With Target Over 2013 Data Breach
On May 23, state attorneys general from 47 states and the District of Columbia announced a settlement agreement with Target Corporation to resolve the states' investigation into the company's 2013 data breach.
United States
15 Jun 2017
U.S. Enforcement And Regulatory Update: Safest Approach Is To Assume Substantial Enforcement Policy Continuity Based On The Newly Issued DOJ Fraud Section Criteria For Evaluation Of Corporate Compliance Programs
On February 8, 2017, the U.S. Senate confirmed Senator Jeff Sessions of (R - Alabama) as the Attorney General of the United States, a little over one week after...
United States
22 Mar 2017
DOJ Issues New Guidance On Corporate Compliance Programs
On February 8, 2017, the Criminal Division of the U.S. Department of Justice quietly issued new guidance on corporate compliance programs for companies implicated in misconduct.
United States
6 Mar 2017
SEC Staff Issues New C&DIs Related To Foreign Issuers And Other Matters
The Securities and Exchange Commission (the "SEC") released new compliance and disclosure interpretations ("C&DIs") on December 8, 2016.
United States
29 Dec 2016
OFAC Noncompliance Leads To Big Risks For TPPP
Government agencies continue to scrutinize third-party payment processors for high-risk transactions and, when appropriate, respond to alleged violations with investigations and enforcement actions.
United States
8 Nov 2016
Recent CFPB Supervisory Highlights Address FCRA Compliance Issues
The Consumer Financial Protection Bureau has continued to address FCRA-related compliance issues in its most recent Supervisory Highlights publications from March and June 2016.
United States
7 Sep 2016
SEC Adopts Final Rules For Resource Extraction Issuers Under Dodd-Frank Act
On June 27, 2016, the SEC adopted final rules requiring resource extraction issuers to disclose payments made to the U.S. federal government or foreign governments for the commercial development of oil, natural gas or minerals.
United States
7 Jul 2016
Final Days Of Payday? CFPB Proposes Update To Payday Lending Rule
On June 2, the Consumer Financial Protection Bureau released a newly proposed rule that, if enacted, will place new burdens on lenders who offer consumers payday loans...
United States
29 Jun 2016
FERC Accepts NYISO Compliance Filing Including Behind-The-Meter Generation In Day-Ahead Demand Response Program
On June 3, 2016, FERC accepted a compliance filing made by the New York Independent System Operator, Inc. providing for changes to the NYISO tariff in order to expand participation in NYISO's Day-Ahead Demand Response Program...
United States
20 Jun 2016
SEC Misses The Mark With Non-GAAP Guidance And Comments
SEC Staff guidance in the form of Q&As – known as Compliance and Disclosure Interpretations, or C&DIs – typically is helpful.
United States
2 Jun 2016
The Subpoena Power Of The NYC Department Of Consumer Affairs
On May 3, 2016, the Madison Square Garden Company filed a petition in New York state court seeking to quash two subpoenas served by the New York City Department of Consumer Affairs.
United States
23 May 2016
FTC Releases New Guidelines For Background Screeners' Compliance With The FCRA
The FCRA's provisions are directed principally at "consumer reports" and "consumer reporting agencies" (CRAs).
United States
18 May 2016
FTC And Phone Billing Companies Settle Contempt Charges For Unauthorized Billing
The proposed order specifically bans the billing companies from adding charges for "enhanced services" such as e-mail or voicemail onto consumers' bills.
United States
17 May 2016
New DOJ FCPA Pilot Program Outlines Steps For Full Corporate Cooperation Credit For Companies
Companies should pay attention to the Weissmann Memo because the DOJ is increasing its FCPA unit by 50%, and the FBI now has three new squads with special agents devoted to FCPA investigations and prosecutions.
United States
18 Apr 2016
First 2016 CFPB Bulletin Reinforces Focus On Furnishers
On February 3, 2016, the Consumer Financial Protection Bureau (CFPB) issued a bulletin warning companies that furnish information on consumers to consumer reporting agencies...
United States
11 Feb 2016
FERC And NERC Release Reports On Clean Power Plan Implementation
On January 19, 2016, FERC Staff issued a white paper entitled, "Guidance Principles for Clean Power Plan Modeling."
United States
3 Feb 2016
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