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Searching Content indexed under Compliance by De Brauw Blackstone Westbroek N.V. ordered by Published Date Descending.
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1
Ultimate Beneficial Ownership Registration In The Netherlands One Step Closer
The Dutch government is consulting the public about proposed legislation on registration of ultimate beneficial ownership (UBO).
Netherlands
21 Apr 2017
2
DOJ Issues New Guidance On Effective Compliance Programmes
In February 2017, the U.S. Department of Justice's Fraud Section issued its evaluation of corporate compliance programmes.
United States
21 Apr 2017
3
New Prospectus Regulation Offers More Flexibility, But Restricts Some Security Conversions
The European Parliament adopted the Prospectus Regulation on 5 April 2017. Since the Council is expected to formally adopt the regulation shortly, we expect entry into force in summer 2017.
European Union
21 Apr 2017
4
UBO Register And Stricter Anti-Money Laundering Procedures Imminent
From 26 June 2017, each company in the Netherlands must have at least one ultimate beneficial owner.
Netherlands
8 Feb 2017
5
Settlements In Brief: JPMorgan's Hiring Scheme And Oilwell Varco Sanction Breaches
Enforcement actions by criminal and supervisory authorities are settled regularly. In light of these developments, companies are advised to take appropriate measures.
Netherlands
20 Dec 2016
6
New Dutch Corporate Governance Code - The Changes In Detail
The Monitoring Committee Corporate Governance Code has published the new Corporate Governance Code. The Code applies to any financial year starting on or after 1 January 2017.
Netherlands
15 Dec 2016
7
New Dutch Corporate Governance Code – The Changes In Detail
The Monitoring Committee Corporate Governance Code has published the new Corporate Governance Code.
Netherlands
15 Dec 2016
8
New Dutch Corporate Governance Code – The Highlights
On 8 December 2016, the Monitoring Committee Corporate Governance Code published the new Dutch Corporate Governance Code..
Netherlands
14 Dec 2016
9
Misleading Disclosure About Governmental Investigations
The Securities and Exchange Commission recently charged government contractor RPM International Inc. and its general counsel and compliance officer Moore for failing to disclose a material loss contingency...
United States
20 Oct 2016
10
Settlements In Brief: Cases Show Need For Independent Auditor And Highlight FCPA's Long Arm
Criminal and supervisory authorities regularly settle enforcement actions. In light of these developments, companies are advised to take appropriate measures.
United States
19 Oct 2016
11
Remarkable Whistleblower Rejection Of USD 8.25 Million Award
In August 2016, a former risk officer wrote an opinion piece published by the Financial Times explaining his reason for allegedly rejecting a whistleblower award of USD 8.25 million (half of the 16.5 million total).
United States
15 Sep 2016
12
Suitability And Integrity Screening – Seven Practical Tips
De Brauw regularly helps prospective managing and supervisory directors of financial undertakings prepare for their integrity and suitability screening by DNB.
Netherlands
22 Jun 2016
13
Hear The Whistle! Whistleblower Receives Second-Highest Award Ever
The SEC announced four whistleblowing cases in May and June 2016. The recent announcements show, once again, how whistleblowing continues to be rewarded in the US.
United States
22 Jun 2016
14
Settlements In Brief: Siemens Case Gets Israeli Sequel And SEC Emphasises Self-Reporting
Criminal and supervisory authorities regularly settle enforcement actions. In light of these developments, we advise companies to take appropriate measures.
United States
21 Jun 2016
15
Settlements In Brief: SEC Probe Against Las Vegas Sands Ends In USD 9 Million Settlement
Criminal and supervisory authorities regularly settle enforcement actions. In light of these developments, we advise companies to take appropriate measures.
Netherlands
19 May 2016
16
Debate Continues On US Judges' Authority To Scrutinise DPAs
A US court of appeals on 5 April 2016 set aside a US federal judge's decision to reject a settlement between the Department of Justice and Fokker Services BV.
Netherlands
19 May 2016
17
Debate Continues On US Judges' Authority To Scrutinise DPAs
A US court of appeals on 5 April 2016 set aside a US federal judge's decision to reject a settlement between the Department of Justice and Fokker Services BV.
United States
18 May 2016
18
SEC Probe Against Las Vegas Sands Ends In USD 9 Million Settlement
Criminal and supervisory authorities regularly settle enforcement actions. In light of these developments, we advise companies to take appropriate measures. This month we highlight the settlement of Las Vegas Sands Corp.
United States
18 May 2016
19
World Bank Sanctions Report: No Project Financing For Wrongdoers
The World Bank's Office of Suspension and Debarment published its second report on the Bank's sanctions system on 15 April 2016.
Worldwide
18 May 2016
20
OECD Discusses Settlements In Foreign Bribery Cases: Best Practices Likely
The OECD hosted its first ministerial meeting on the Anti-Bribery Convention on 16 March 2016.
Worldwide
18 Apr 2016
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