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Searching Content indexed under Compliance by Fasken ordered by Published Date Descending.
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1
Competition Bureau Releases Draft Model Timing Agreement
As mentioned in our prior blog post titled Commissioner Points to More Active Enforcement, Greater Transparency and Refined Approach to Efficiencies Defence
Canada
26 Jul 2019
2
US DOJ Policy Shift Highlighting Importance Of Corporate Compliance Programs
US DOJ Policy Shift Highlighting Importance of Corporate Compliance Programs.
Canada
19 Jul 2019
3
Governance Response To Rumors Of Bribery
Corporate board members devote significant time to financial oversight and strategy, while often neglecting steps needed to protect
Canada
17 Jul 2019
4
Doing Business In Canada 2019 - Acquiring A Canadian Business
There are two main issues to consider when acquiring a Canadian business.
Canada
3 Jul 2019
5
Ontario's OSC Following SEC In Whistleblower Bounties
The question of internal compliance is always a challenge when regulators offer rewards to whistleblowers with cash awards. Why report internally when the whistleblower can get paid if they report externally?
Canada
6 Jun 2019
6
PEI's New Lobbying Law Is In Effect: Companies Doing Business With The PEI Public Sector Must Comply To Avoid Legal Risk
As of April 1, Prince Edward Island's lobbying law is now in effect. The law includes strong enforcement provisions.
Canada
22 Apr 2019
7
Federal Accessibility Legislation One Step Closer To Law
The Accessible Canada Act (Act), first introduced in June 2018 in Bill C-81, is now being considered by the Senate, and could soon be law.
Canada
11 Mar 2019
8
New FINTRAC Compliance Guidance
On February 7, 2019, the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) issued the following documents relating to its approach to compliance:
Canada
7 Mar 2019
9
Liability For Aiding, Inducing And Procuring Violations Of CASL : CRTC Issues Key Compliance And Enforcement Bulletin
While the NOVs lacked commentary on how the CRTC determined violations of Section 9, this new bulletin somewhat elaborated on this process.
Canada
16 Jan 2019
10
Lobbying Law Bill Passed By Yukon's Legislature Imposes New Legal Obligations On Businesses And Individuals
Yukon's legislature has passed a law creating one of the strongest lobbying law regimes in the country.
Canada
14 Jan 2019
11
Liability For Aiding, Inducing And Procuring Violations Of CASL: CRTC Issues Key Compliance And Enforcement Bulletin
On November 5, 2018, the Canadian Radio-television and Telecommunications Commission (CRTC) issued Compliance and Enforcement Information Bulletin CRTC 2018-415
Canada
18 Dec 2018
12
MFDA Continuing Education Proposed Rules And Policy
On March 26, 2018, the Mutual Fund Dealers Association (MFDA) published proposed MFDA Rules 1.2 Definitions and 1.26 Continuing Education (collectively, Proposed Rules) ...
Canada
17 Aug 2018
13
Trust Reporting Requirements And Compliance – Now A Heavier Burden On Trustees
This new reporting and compliance requirement for trusts will pose a heavy burden on trustees, and in the case of non-resident trusts, may lead to non-compliance due to lack of awareness...
Canada
27 Jun 2018
14
IIROC Oversight Review Report
On April 24, 2018, the Canadian Securities Administrators published the Oversight Review Report of the Investment Industry Regulatory Organization of Canada (Report).
Canada
24 May 2018
15
The Saga Continues: Marijuana, United States Federal Law And The Canadian Securities Administrators
We noted in our post of January 18, 2018 that the Canadian Securities Administrators (CSA) were reconsidering whether the CSA's disclosure-based approach for issuers with U.S. marijuana-related activities remained appropriate.
Canada
12 Feb 2018
16
When A Competitive Bid Is Not Enough
One might think that competition law would applaud a firm that submits an independent and competitive bid, in response to a tender aimed at lowering prices.
South Africa
3 Nov 2017
17
Ontario To Require Public Disclosure Of Industry Payments To Health Care Professionals
On September 27, 2017, the Government of Ontario tabled a bill to enact the Health Sector Payment Transparency Act, 2017, (the "Act")...
Canada
6 Oct 2017
18
At-The-Market Offerings In The Canadian Capital Markets: Flexibility At A Lower Cost
When seeking to access capital in the public markets in an uncertain economy, traditional follow-on financing methods might not be the right choice for some issuers.
Canada
18 Aug 2017
19
Securities Regulators To IIROC: Get Tougher!
The Canadian Securities Administrators (CSA) have demanded that the Investment Industry Regulatory Organization of Canada (IIROC) boost business conduct compliance activities after the CSA noted serious deficiencies in multiple consecutive oversight reviews.
Canada
18 Aug 2017
20
Faire Affaire Au Québec - Un Guide À L'attention Des Détaillants
Qu'il s'agisse entre autres d'exigences relatives à la langue, aux normes du travail ou aux taxes applicables, pour ne nommer que quelques exemples...
Canada
13 Jul 2017
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