Search
Searching Content indexed under Compliance by Goodmans LLP ordered by Published Date Descending.
Links to Result pages
 
1 2  
>>Next
 
Title
Country
Organisation
Author
Date
1
CSA Provides Guidance Aimed At Improving Disclosure Of Material Climate Change-Related Risks
The Staff Notice does not modify or create legal obligations for reporting issuers.
Canada
13 Aug 2019
2
OSC Continues Ongoing Efforts To Reduce Regulatory Burden
The OSC recently published OSC Staff Notice 11-784 – Burden Reduction seeking input on ways to reduce unnecessary regulatory burden in Ontario's capital markets, and announcing a related roundtable discussion...
Canada
4 Feb 2019
3
New CBCA Record Keeping Requirements On The Horizon
The form of the register and the manner of preparing and maintaining it will be set forth in the regulations relating to these requirements.
Canada
3 Feb 2019
4
Canadian Securities Regulators Introduce New Rules For Disclosure Of Non-GAAP Financial Measures
The Canadian Securities Administrators (CSA) recently published for comment new proposed rules and related guidance regarding disclosure requirements for non-GAAP financial measures and other financial measures.
Canada
27 Sep 2018
5
What's Next For Recreational Cannabis? Provincial Policy Considerations After The Introduction Of Federal Legislation
If passed, the proposed Cannabis Act and Bill C-46 will legalize recreational cannabis as of July 2018. In response, the provinces and territories are considering public policy and regulatory approaches...
Canada
12 May 2017
6
Toronto Stock Exchange Provides Guidance On Majority Voting And Advance Notice Policies
On March 9, 2017, the Toronto Stock Exchange (TSX) published a new Staff Notice regarding its review of listed issuers' use of majority voting policies and advance notice policies/bylaws.
Canada
28 Mar 2017
7
SEC Rules For Resource Extraction Issuer Disclosure Eliminated
Under the eliminated rules, issuers required to file annual reports with the SEC would have been required to disclose payments made to the U.S. federal government or a foreign government to further the commercial development of oil, natural gas or minerals.
Canada
1 Mar 2017
8
New Disclosure Rules And Guidance Related To The 2017 Proxy Season
Reporting issuers in Canada are subject to continuous disclosure obligations imposed by securities laws and the rules of stock exchanges.
Canada
7 Feb 2017
9
Ontario Corporations Will Soon Be Required To Maintain Real Property Holdings Registry
In an effort to make it easier for the Province of Ontario to locate the assets of dissolved corporations, the Province has enacted the new Forfeited Corporate Property Act...
Canada
18 Nov 2016
10
OSC Publishes Corporate Finance Branch 2015-2016 Annual Report
The Ontario Securities Commission (OSC) recently published OSC Staff Notice 51-727 Corporate Finance Branch 2015-2016 Annual Report.
Canada
22 Aug 2016
11
OSC Publishes Statement Of Priorities For 2016-2017
The Statement of Priorities is published annually and offers stakeholders a glimpse into the OSC's goals and priorities for the upcoming year, including where the OSC intends to focus key resources and actions.
Canada
27 Jun 2016
12
OSC Releases Report On Review Of Insider Reporting
The Ontario Securities Commission has released the findings of its review of insider reporting practices and provided recommendations to ensure compliance with Ontario's insider reporting regime.
Canada
28 Feb 2016
13
Developments To Private Placement Rules Continue As Five Provinces Adopt New Prospectus Exemption
As development of private placement exemptions continues, securities regulators in British Columbia, Alberta, Saskatchewan, Manitoba and New Brunswick have adopted another exemption to the prospectus requirement.
Canada
8 Feb 2016
14
CSA Publishes Compliance Review Of Gender Diversity Disclosure
The Canadian Securities Administrators have published a review of compliance with recent updates to reporting issuers' corporate governance disclosure, specifically relating to gender diversity.
Canada
8 Nov 2015
15
CSA Announce Results Of Continuous Disclosure Review For Fiscal 2015
The Canadian Securities Administrators recently published the results of their annual Continuous Disclosure Review Program for the fiscal year ended March 31, 2015.
Canada
4 Aug 2015
16
CSA Reviews Mining Issuers' Investor Presentations
The CSA found that only 18% of the investor presentations reviewed substantially complied with NI 43-101.
Canada
22 Apr 2015
17
New Payment Disclosure Rules For Extractive Companies
The Extractive Sector Transparency Measures Act imposes reporting standards for payments made by Canadian extractive companies to foreign and domestic governments.
Canada
3 Nov 2014
18
CSA Announces Results Of Continuous Disclosure Review For Fiscal 2014
The CSA completed 770 issue-oriented reviews and 221 full reviews, as a result of which 76% of the reporting issuers reviewed were required to take action.
Canada
15 Aug 2014
19
SEC Staff Issues Guidance On The Conflict Minerals Rule
The U.S. Securities and Exchange Commission provided guidance after the ruling in National Association of Manufacturers, et al. v. SEC, et al.
Canada
13 May 2014
20
Company Convicted Under Environmental And Safety Legislation For Lack Of Preventative Systems
This decision demonstrates that a proactive approach by companies to meet their obligations under the EPA and OHSA is worthwhile.
Canada
10 Oct 2013
Links to Result pages
 
1 2  
>>Next