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Searching Content indexed under Compliance by Jones Day ordered by Published Date Descending.
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1
OFAC Dramatically Expands Reporting Obligations Regarding Rejected Transactions; Comments Due By July 22
Ambiguous, undefined terms create uncertainty and confusion, including whether owned or controlled subsidiaries of U.S. companies outside the United States are subject to this reporting requirement.
United States
16 Sep 2019
2
Australian Competition And Consumer Commission Issues Guidance On Its Information Gathering Authority
Section 155 notices are a powerful information gathering tool for the ACCC.
Australia
13 Sep 2019
3
French Anticorruption Agency's Enforcement Committee Hands Down First-Ever Decision
The Enforcement Committee concluded that the provisions of the Sapin II Law were not violated.
France
12 Sep 2019
4
FINRA Advises Member Firms To Submit Questions To The SEC On Regulation Best Interest
FINRA advises broker-dealers about the SEC's recently adopted Regulation Best Interest and solicits implementation questions.
United States
11 Sep 2019
5
Delaware Supreme Court Reinforces Directors' Oversight Obligations On Mission-Critical Subjects
The case arose from a listeria outbreak in Blue Bell's manufacturing plants.
United States
11 Sep 2019
6
New DOJ Criminal Enforcement Policy Boosts Value Of Antitrust Compliance Programs
The U.S. Department of Justice Antitrust Division recently announced significant revisions to its criminal enforcement policies regarding the value it places on a company's pre-existing antitrust compliance program.
United States
26 Jul 2019
7
Final Rule On Regulation Best Interest Now Complete
Broker-dealers will need to review their policies and procedures on the methodology for making recommendations to ensure compliance with the Care Obligation.
United States
4 Jul 2019
8
French Blocking Statute: A Renewed Interest?
Recent laws—such as the 2016 Sapin 2 Law and the new EU General Data Protection Regulation—provide for rules that are intended to ensure compliance with the French Blocking Statute, ...
France
18 Jun 2019
9
Understanding The DOJ's Updated Guidance On Corporate Compliance Programs
On April 30, 2019, the DOJ released an updated version of a guidance document titled "Evaluation of Corporate Compliance Programs." The original version of this guidance was first released in February 2017.
United States
13 May 2019
10
SEC And FINRA Broker-Dealer Exam Priorities For 2019: How To Prepare
Earlier this year, the Financial Industry Regulatory Authority released its 2019 Annual Risk Monitoring and Examination Priorities Letter.
United States
20 Mar 2019
11
French Anticorruption Agency Sets The Pace: New Anticorruption Compliance Guide Just Published
On February 4, 2019, the French Anticorruption Agency published its much-awaited practical guide for anticorruption compliance.
France
12 Mar 2019
12
Sanctions Enforcement Action Provides Incentives For Companies And A Warning For Individuals
In an "unprecedented action," OFAC recently announced that it was concurrently naming a non-U.S. company's manager to the FSE List and imposing a civil penalty against the U.S. parent company.
United States
26 Feb 2019
13
How SEC's List Of Examination Priorities For 2019 Will Affect Private Fund Advisers
The Office of Compliance Inspections and Examinations ("OCIE") of the U.S. Securities and Exchange Commission has released its 2019 Examination Priorities.
United States
9 Jan 2019
14
GAO Says Strict Compliance With Buy American Act Exception Requirements Not Necessary
The decision requires agencies to analyze the contents of a bid, rather than mechanically rejecting it on a technicality.
United States
4 Dec 2018
15
Privacy Commissioner Completes Compliance Check On Social Media Data Incident
On August 22, the Privacy Commissioner issued a press release announcing the completion of its compliance check ...
Hong Kong
12 Nov 2018
16
Spanish DPA Issues Guidance On Managing And Notifying Security Breaches Under GDPR
On June 19, the Spanish DPA published the guidelines for managing security breaches and providing notification in compliance ...
Spain
9 Nov 2018
17
Corporate Sustainability Disclosures—Ways To Manage And Reduce Risks
Although sustainable corporate development has been embraced by virtually every public company, it is increasingly the case that a company's sustainability disclosures may expose...
United States
7 Nov 2018
18
Ninth Circuit Clarifies Import Of Escobar In False Claims Act Litigation
Courts have disagreed over whether Universal Health Services, Inc. v. Escobar, 136 S. Ct. 1989 (2016), announced a mandatory test for implied certification liability under the False Claims Act.
United States
25 Sep 2018
19
The Global Spotlight On Labor Trafficking In Corporate Supply Chains -- Know Your Obligations
Human trafficking is a global problem that is receiving the attention of legislators and law enforcement.
Worldwide
30 Aug 2018
20
Italian Data Protection Authority Authorizes System For Remote Monitoring Of Phone Traffic
In January, the Italian Data Protection Authority authorized a project submitted by a multinational company.
Italy
14 Mar 2018
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