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Regulatory Developments - June 17, 2015
The FCA and the PRA have published further material in relation to the implementation of the new provisions relating to individual accountability in banking, including the Senior Managers regime, the certification regime, and the conduct rules.
UK
17 Jun 2015
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Ships That Pass In The Night? Will The FCA's Recent Guidance On Retail Investment Advice Have Any Impact On Mis-Selling Litigation?
The FCA has recently published Finalised Guidance 15/1, which promises to consolidate existing sources of guidance on retail investment advice...
UK
26 Feb 2015
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