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Searching Content indexed under Compliance by Marnix Somsen ordered by Published Date Descending.
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1
DOJ Issues New Guidance On Effective Compliance Programmes
In February 2017, the U.S. Department of Justice's Fraud Section issued its evaluation of corporate compliance programmes.
United States
21 Apr 2017
2
Settlements In Brief: JPMorgan's Hiring Scheme And Oilwell Varco Sanction Breaches
Enforcement actions by criminal and supervisory authorities are settled regularly. In light of these developments, companies are advised to take appropriate measures.
Netherlands
20 Dec 2016
3
Misleading Disclosure About Governmental Investigations
The Securities and Exchange Commission recently charged government contractor RPM International Inc. and its general counsel and compliance officer Moore for failing to disclose a material loss contingency...
United States
20 Oct 2016
4
Settlements In Brief: Cases Show Need For Independent Auditor And Highlight FCPA's Long Arm
Criminal and supervisory authorities regularly settle enforcement actions. In light of these developments, companies are advised to take appropriate measures.
United States
19 Oct 2016
5
Remarkable Whistleblower Rejection Of USD 8.25 Million Award
In August 2016, a former risk officer wrote an opinion piece published by the Financial Times explaining his reason for allegedly rejecting a whistleblower award of USD 8.25 million (half of the 16.5 million total).
United States
15 Sep 2016
6
Hear The Whistle! Whistleblower Receives Second-Highest Award Ever
The SEC announced four whistleblowing cases in May and June 2016. The recent announcements show, once again, how whistleblowing continues to be rewarded in the US.
United States
22 Jun 2016
7
Settlements In Brief: Siemens Case Gets Israeli Sequel And SEC Emphasises Self-Reporting
Criminal and supervisory authorities regularly settle enforcement actions. In light of these developments, we advise companies to take appropriate measures.
United States
21 Jun 2016
8
Settlements In Brief: SEC Probe Against Las Vegas Sands Ends In USD 9 Million Settlement
Criminal and supervisory authorities regularly settle enforcement actions. In light of these developments, we advise companies to take appropriate measures.
Netherlands
19 May 2016
9
Debate Continues On US Judges' Authority To Scrutinise DPAs
A US court of appeals on 5 April 2016 set aside a US federal judge's decision to reject a settlement between the Department of Justice and Fokker Services BV.
Netherlands
19 May 2016
10
Debate Continues On US Judges' Authority To Scrutinise DPAs
A US court of appeals on 5 April 2016 set aside a US federal judge's decision to reject a settlement between the Department of Justice and Fokker Services BV.
United States
18 May 2016
11
SEC Probe Against Las Vegas Sands Ends In USD 9 Million Settlement
Criminal and supervisory authorities regularly settle enforcement actions. In light of these developments, we advise companies to take appropriate measures. This month we highlight the settlement of Las Vegas Sands Corp.
United States
18 May 2016
12
World Bank Sanctions Report: No Project Financing For Wrongdoers
The World Bank's Office of Suspension and Debarment published its second report on the Bank's sanctions system on 15 April 2016.
Worldwide
18 May 2016
13
OECD Discusses Settlements In Foreign Bribery Cases: Best Practices Likely
The OECD hosted its first ministerial meeting on the Anti-Bribery Convention on 16 March 2016.
Worldwide
18 Apr 2016
14
Settlements In Brief: Compliance Programme Crucial In International Fight Against Corruption
Enforcement actions by criminal and supervisory authorities are settled regularly. In light of these developments, companies are advised to take appropriate measures.
Netherlands
18 Apr 2016
15
Settlements In Brief: Notable Settlements In November And December
Enforcement actions by criminal and supervisory authorities are settled regularly. In light of these developments, companies are advised to take appropriate measures.
Worldwide
18 Jan 2016
16
Companies Active In UK Must Report On Steps Taken Against Modern Slavery Worldwide
A new reporting duty was recently added to the UK Modern Slavery Act 2015: companies must ensure that employees are not being exploited, that working conditions are safe...
UK
15 Jan 2016
17
Settlements In Brief: Notable Settlements In August And September
Enforcement actions by criminal and supervisory authorities are settled regularly. In light of these developments, companies are advised to take appropriate measures.
United States
20 Oct 2015
18
Resource Guide To The US Foreign Corrupt Practices Act Revised
The Resource Guide to the U.S. Foreign Corrupt Practices Act has recently been revised for the first time by the U.S. Department of Justice and the Securities and Exchange Commission.
United States
15 Sep 2015
19
Caution: Having A Deficient Whistleblowing And Compliance System May Have Consequences
The SEC announced two whistleblowing cases in April 2015. In the first case, the SEC issued a whistleblowing award between USD 1.4 and 1.6 million.
United States
12 May 2015
20
Prepare And Beware: New Law To Prevent Financial And Economic Crimes
Legislation extending existing measures to combat financial and economic crime entered into force on 1 January 2015.
Netherlands
13 Feb 2015
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