Searching Content indexed under Compliance by Bradley Brasser ordered by Published Date Descending.
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SEC Adopts Final Resource Extraction Disclosure Rules
On June 27, 2016, the SEC adopted final rules requiring disclosure by resource extraction issuers of payments made to governments for the commercial development of oil, natural gas, or minerals.
United States
18 Jul 2016
SEC Proposes Modernization Of Disclosure Requirements For Mining Registrants
The U.S. Securities and Exchange Commission ("SEC") recently proposed rules that, if adopted, would overhaul disclosure requirements for mining registrants.
United States
8 Jul 2016
The Tide Has Turned: The SEC's Renewed Focus On Non-GAAP Financial Measures
For some time, the Securities and Exchange Commission, or SEC, took a noticeably hands-off approach toward the use of non-GAAP financial measures by public companies listed in the United States.
United States
1 Jun 2016
SEC Proposes Disclosure Regarding Hedging Policies
On February 9, 2015, the SEC issued a proposing release to implement certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
16 Feb 2015
United States Court Of Appeals Holds SEC's Rules Regarding Conflict Minerals Violate First Amendment
The Court of Appeals for the D.C. Circuit held that a portion of the conflict minerals rules adopted by the SEC violates the First Amendment.
United States
16 Apr 2014
SEC Issues FAQS Regarding Conflict Minerals and Resource Extraction Issuer Disclosure Requirements Under Dodd-Frank Act
The SEC's Division of Corporation Finance recently issued much-anticipated interpretive guidance, in the form of frequently asked questions, regarding the conflict minerals and resource extraction issuer disclosure requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
17 Jun 2013
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