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Searching Content indexed under Compliance by Stuart Goldstein ordered by Published Date Descending.
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Accrual Clauses In RMBS Contracts Violate New York Law And Public Policy
On October 16, 2018, the New York State Court of Appeals held that contractual attempts to extend the statute of limitations for causes of action ...
United States
22 Oct 2018
2
At Long Last—Final Regulation AB II
On August 27, 2014 the Securities and Exchange Commission approved final rules relating to asset-backed securities disclosure and registration.
United States
15 Sep 2014
3
SEC Proposed Rules Regarding Third-Party Due Diligence Disclosure
On June 8, 2011, the Securities and Exchange Commission (the "SEC") issued a release (the "Proposing Release") describing proposed rules (the "Proposed Rules") implementing the portion of Section 932 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") relating to third-party due diligence.
United States
8 Sep 2011
4
SEC Re-Proposes Shelf Eligibility Conditions For Asset-Backed Securities
On July 26, 2011, the Securities and Exchange Commission (the "SEC") re-proposed rules (the "Re-Proposal") regarding new shelf eligibility requirements for asset-backed securities ("ABS").
United States
30 Aug 2011
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