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Searching Content indexed under Compliance by Maurine Bartlett ordered by Published Date Descending.
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SEC Seeks Public Comment On Treatment Of Asset-Backed Issuers
The Securities and Exchange Commission (the "SEC") recently issued an advance notice of proposed rulemaking (the "ANPR")1 requesting public comment on the treatment of asset-backed issuers2 under Rule 3a-7 under the Investment Company Act of 1940 (the "Investment Company Act").
United States
20 Sep 2011
2
Private Equity Investments In Troubled Banks
There has been increasing pressure on banks to increase their equity capital levels (and decrease their leverage ratio) in response to losses caused by declines in asset values.
United States
27 Oct 2009
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