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Searching Content indexed under Compliance by Stephen Redican ordered by Published Date Descending.
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Canada Updates AML/ATF Regulations And Guidance
The Canadian Governor General in Council issued an order with respect to certain amendments to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act.
Canada
8 Jul 2016
2
A Further Handicap Or Levelling The Playing Field? Canadian Code Of Conduct To Expand To Mobile Payments
The Canadian federal government has published a proposed Addendum to the Code of Conduct for the Credit and Debit Card Industry in Canada.
Canada
5 Oct 2012
3
Derivatives: OTC Central: Canadian Securities Administrators Release Consultation Paper 91-406
At the end of June 2012, the Canadian Securities Administrators Derivatives Committee (the "Committee") released its corrected version of Consultation Paper 91-406 on OTC central counterparty clearing ("Consultation Paper 91-406").
Canada
6 Jul 2012
4
Focus On Canada's Payments System Heats Up
In 2009 and 2010, Canada's payments systems underwent remarkable scrutiny and was the subject of a host of changes.
Canada
17 Apr 2012
5
Revised OSFI Guideline B-6 – Liquidity Principles
The Office of the Superintendent of Financial Institutions ("OSFI") has released a final version of revised Guideline B-6 – Liquidity Principles ("Guideline").
Canada
14 Mar 2012
6
Proposed Amendments To The Proceeds Of Crime (Money Laundering) And Terrorist Financing Regulations On Ascertaining Identity
On November 8, 2011 the Department of Finance (the "Department") issued a consultation paper seeking input on some proposed amendments to the Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations (the "Regulations") related to ascertaining identity (the "Consultation Paper").
Canada
24 Nov 2011
7
OSFI Ruling: Foreign Bank Not Conducting "Business In Canada" By Offering Its Credit Card Program To Their U.S. Corporate Clients’ Canadian Affiliates
From time to time the Office of the Superintendent of Financial Institutions (Canada) issues rulings on how it applies or interprets provisions of the federal financial institutions legislation, regulations or guidelines.
Canada
3 Nov 2011
8
New Disclosure Obligations for Registered and Prescribed Products in Canada
Federally Regulated Financial Institutions ("FRFIs") will soon be facing new regulations requiring certain disclosure with respect to registered retirement savings plans ("RRSPs"), registered education savings plans ("RESPs"), tax free savings accounts ("TFSAs"), registered disability savings plans ("RDSPs"), and products such as guaranteed investment certificates ("GICs") and principal protected notes ("PPNs") that are related to registered plans.
Canada
17 Jun 2010
9
Between the Lines: Feds Begin to Implement Greater Regulatory Oversight of Payment Networks in Canada
A bill has been introduced to the House of Commons that, if passed into law, will create a new regime that will directly regulate payment network operators and their commercial practices, impact card issuers and card acquirers, and affect any party involved in Canada's payments systems.
Canada
22 Apr 2010
10
OSFI Ruling Regarding A Canadian Subsidiary Assisting A Foreign Bank’s Portfolio Management Services
The Office of the Superintendent of Financial Institutions (Canada) ("OSFI") has published a ruling that BLG obtained for one of its foreign bank clients that confirms that a Canadian entity that provides back office services to a foreign portfolio manager does not carry on a financial services business within the foreign bank regulation context (the "Ruling").
Canada
24 Nov 2008
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