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Less Is More — The CSA Considers Significantly Streamlining Prospectus And Continuous Reporting Disclosure
On April 6, 2017, the Canadian Securities Administrators (the "CSA") released Consultation Paper 51-404 — Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers in which it discusses, and asks for feedback on, potentially sweeping changes to the rules governing prospectus offerings as well as continuous reporting obligations for Canadian reporting issuers other than investment funds.
Canada
24 Apr 2017
2
Implications Of The Supreme Court Decision In The Securities Act Reference
Following the release of the Supreme Court of Canada’s decision on December 22, 2011 in the Reference Re Securities Act, 2011 SCC 66, the Government of Canada will be forced to rethink its efforts to implement a national regime for securities regulation.
Canada
19 Jan 2012
3
Changes To Insider Reporting: 5 Day Filing, Deemed Beneficial Ownership And Reporting For Derivatives
On January 22, 2010, the Canadian Securities Administrators (the CSA) published the final version of National Instrument 55-104 "Insider Reporting Requirements and Exemptions" (NI 55-104), together with a Companion Policy and related consequential amendments, which will come into effect on April 30, 2010.
Canada
26 Jan 2010
4
OSC Issues Staff Notice 91-702 Offerings Of Contracts For Difference And Foreign Exchange Contracts To Investors In Ontario
On October 27, 2009, the Ontario Securities Commission (OSC) released Staff Notice 91-702 Offerings of Contracts for Difference and Foreign Exchange Contracts to Investors in Ontario.
Canada
2 Nov 2009
5
CFDS And Forex Now Available To Retail Investors In Ontario And Québec
On October 8, 2009, the Ontario Securities Commission (OSC) granted relief to CMC Markets UK Plc and CMC Markets Canada Inc. (together, CMC Markets) that will permit CMC Markets to distribute "contracts for difference" (CFDs) and foreign exchange contracts (forex) to Ontario investors without the necessity of a prospectus filing.
Canada
19 Oct 2009
6
OSC Proposes Changes To The Regulatory Fees Payable By Issuers And Registrants
On October 3, 2008, the Ontario Securities Commission published proposed changes to OSC Rule 13-502 "Fees", its Forms and Companion Policy.
Canada
 
3 Dec 2008
7
Flashing Green Ahead: Environmental Reporting In Ontario Securities Law - Continuous Disclosure And OSC Staff Notice 51-716
On February 27, 2008, the Ontario Securities Commission ("OSC") released OSC Staff Notice 51-716 "Environmental Reporting" ("Staff Notice 51-716") outlining the results of a targeted review of 35 public companies' compliance with continuous disclosure requirements related to environmental matters under National Instrument 51-102 "Continuous Disclosure Obligations" ("NI 51-102").
Canada
29 Apr 2008
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