Search
Searching Content indexed under Compliance by Luiz Santiago ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
CGU Modifies Procedure For Submission And Evaluation Of Compliance Programs In Administrative Proceedings To Determine Liability
In July, 2018, the Ministry of Transparency and Comptroller General of the Federal Union ("CGU") issued Ordinance No. 1,970 to amend provisions of Ordinance CGU No. 910 ...
Brazil
29 Aug 2018
2
Compliance Officer Held Liable For Poor Implementation Of Anti-Money Laundering Compliance Mechanism In The US
The Financial Industry Regulatory Authority, regulatory authority of the New York Stock Exchange, announced the signature of a settlement with the investment firm Raymond James Associates, Inc., its subsidiary...
Brazil
3 Jun 2016
3
Federal Prosecutor's Office Signs Unprecedented Leniency Agreement With Andrade Gutierrez
The 13th Federal Court in Curitiba approved the leniency agreement between the construction company Andrade Gutierrez and the Federal Prosecutor's Office within the context of the "Lava Jato" operation.
Brazil
18 May 2016
Links to Result pages
 
1