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Searching Content indexed under Compliance by Michelle Moran ordered by Published Date Descending.
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Market Abuse Regulation: Implications For Issuers Of Debt Securities
The Market Abuse Regulation will take effect on 3 July 2016. MAR contains rules on insider dealing, unlawful disclosure of inside information and market manipulation that will apply in the European Economic Area.
United States
1 Jul 2016
2
Regulatory Reporting Under AIFMD – An Update And Comparison To SEC's Form PF
The AIFMD introduces new regulatory reporting requirements for alternative investment fund managers established in the EEA and non-EEA AIFMs that market their fund in an EEA state.
European Union
30 Oct 2014
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