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Searching Content indexed under Compliance by Mauro Wolfe ordered by Published Date Descending.
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Changes Are Coming To The SEC Enforcement Division – What Does It All Mean?
This week reports surfaced that a major shift in the SEC enforcement division had taken place – behind the scenes. The timing is quite interesting as the agency's annual seminar and SEC Alumni dinner will occur at the end of the month.
United States
22 Feb 2017
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Historic U.S., China Agreement on Auditor Access Announced: Is This a Crack in the Wall Separating The Cross-Border Enforcement Cooperation Impasse?
On May 15, 2013, the U.S. Securities and Exchange Commission charged CEO Dejun Zou and board chair Amy Qiu, husband-and-wife executives at China-based RINO International Corporation, alleging that they engaged in a scheme to overstate the company’s revenues and divert $3.5 million in proceeds from a securities offering for their personal use.
United States
24 May 2013
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