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Searching Content indexed under M&A/Private Equity by Ropes & Gray LLP's Hedge Fund Practice Group ordered by Published Date Descending.
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1
SEC Settles With Private Equity Fund Adviser Charged With Acting As An Unregistered Broker
A private equity fund adviser agreed to settle SEC charges that it engaged in broker activity and charged brokerage fees without registration.
United States
8 Jun 2016
2
Recent Changes To The BEA Foreign Direct Investment Reporting
The U.S. Department of Commerce, through the Bureau of Economic Analysis, requires certain U.S. entities to file annual reports of foreign direct investments with the BEA.
United States
7 Jan 2015
3
SEC Issues Guidance On Application Of Custody Rules To Special Purpose Vehicles And Escrows
The SEC recently released an IM Guidance Update with respect to the custody rule, Rule 206(4)-2 under the Investment Advisers Act of 1940, as amended.
United States
2 Jul 2014
4
SEC Releases Guidance With Respect To Privately Offered Securities And The Custody Rule
The Division of Investment Management of the U.S. Securities and Exchange Commission has recently released an IM Guidance Update with respect to the custody rule, Rule 206(4)-2 under the Investment Advisers Act of 1940, as amended.
United States
6 Aug 2013
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