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Searching Content indexed under M&A/Private Equity by Edward G. Eisert ordered by Published Date Descending.
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No-Action Letter Provides Relief To M&A Brokers
On January 31, in a significant no-action letter, the Staff of the Division of Trading and Markets provided assurances that it would not recommend enforcement action to the Commission under Section 15(a) of the Securities Exchange Act of 1934 if an "M&A Broker" were to engage in enumerated activities in connection with the purchase or sale of a privately-held company without registering as a broker-dealer pursuant to Section 15(b) of the Exchange Act.
United States
18 Feb 2014
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FTC Announces Revised Thresholds For Clayton Act Antitrust Reviews For 2014
On January 17, the Federal Trade Commission revised the thresholds that determine whether companies are required to notify federal antitrust authorities about a transaction under Section 7A of the Clayton Act, the Hart-Scott-Rodino Antitrust Improvements Act.
United States
31 Jan 2014
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