Search
Searching Content indexed under Securities by Baer & Karrer ordered by Published Date Descending.
Links to Result pages
 
1 2  
>>Next
 
Title
Country
Organisation
Author
Date
1
Alternative Investment Funds 2019
The establishment and operation of Alternative Investment Funds ("AIFs") (and their managers) is governed by the Federal Act on Collective Investment Schemes of 23 June 2006
Switzerland
15 Aug 2019
2
Disclosure Of Beneficial Owners And The Slow Death Of Bearer Shares: The Implementation Of The Recommendation Of The Global Forum On Transparency
On 21 June 2019, the Federal Assembly passed the Federal Act on the implementation of the recommendations of the Global Forum on Transparency and Exchange of Information for Tax Purposes (the Act).
Switzerland
15 Jul 2019
3
The Future Of The EU Equivalence Assessment For Swiss Trading Venues: An Update
On 30 June 2019, the temporary recognition of the equivalence of the Swiss legal and supervisory framework applicable to SIX Swiss Exchange and BX Swiss for purposes of article 23
European Union
4 Jul 2019
4
Banking Regulation 2019
In the aftermath of the financial crisis of 2008/2009, Switzerland launched a massive overhaul of its financial regulations.
Switzerland
28 May 2019
5
New Swiss Draft Regulations Could Be A Milestone For DLT
In Switzerland, the end of 2018 and beginning of 2019 saw a number of legal developments regarding fintech (in particular the introduction ...
Switzerland
28 May 2019
6
Swiss Federal Council Proposes Revisions To The Legal And Regulatory Framework Governing DLT And Blockchain Applications
Distributed ledger technology ("DLT") and blockchain technology as a subset of DLT are considered by many to offer a significant potential for innovation ...
Switzerland
4 Apr 2019
7
Equity Raises For Listed Companies In Financial Distress
For companies in financial distress, strengthening the equity base is typically one of the key pillars of a successful turnaround.
Switzerland
21 Mar 2019
8
Mergers & Acquisitions 2019
Swiss M&A transactions related to public companies are mainly governed by the Swiss Financial Market Infrastructure Act ("FMIA"; including its implementing ordinances) ...
Switzerland
20 Mar 2019
9
New Prospectus Requirements: A Corporate Issuers' Perspective
On June 15 2018, the Swiss Parliament adopted the Swiss Financial Services Act (FinSA).
Switzerland
18 Jan 2019
10
Structured Finance & Derivatives 2019
There is currently no dedicated legislative framework for structured finance in Switzerland. Contractual and collateral aspects are governed by the relevant provisions of the Swiss Code of Obligations or ...
Switzerland
27 Dec 2018
11
Swiss Reaction To Possible Expiry Of EU Equivalence Assessment For Swiss Stock Exchange Regulation
On 30 November 2018, the Swiss Federal Council passed an ordinance designed to remedy the possible expiry, at the end of this year, of the EU Commission's decision ...
European Union
6 Dec 2018
12
New prospectus Requirements: A Corporate Issuers' Perspective
On June 15 2018, the Swiss Parliament adopted the Swiss Financial Services Act (FinSA). In the meanwhile, the Swiss Federal Council opened a consultation process regarding the Financial...
Switzerland
6 Dec 2018
13
Insider Trading And Market Manipulation In Tokens
Trading in tokens is currently in the spotlight of the public's and the regulator's attention. Based on distributed ledgers-technology, blockchains are used to publicly issue tokens ...
Switzerland
15 Nov 2018
14
New Rules On Prospectus And Key Information Document
On 15 June 2018, the Swiss parliament adopted the Swiss Financial Services Act (FinSA) and the Swiss Financial Institutions Act (FinIA). On 24 October 2018
Switzerland
9 Nov 2018
15
ICO Financing For Startups
Initial coin offerings (ICOs) or token sales as alternative financing methods continue to generate increasing interest – in particular in Switzerland.
Switzerland
24 May 2018
16
Fund Management 2017
The primary legal basis for the investment fund business in Switzerland is the Federal Act on Collective Investment Schemes of 23 June 2006, which came into force on 1 January 2007...
Switzerland
10 May 2017
17
Reporting Of Beneficial Ownership In Swiss Private Equity Acquisitions
On 1 July 2015, a new Swiss law entered into force to implement the recommendations of the international Groupe d'action financière (GAFI) aimed at preventing money laundering and tax evasion.
Switzerland
20 May 2016
18
IFLR Magazine March 2016
On July 1 2015, a new Swiss law entered into force, which implements the recommendations of the international Groupe d'action financière (GAFI) aimed at preventing money laundering and tax evasion.
Switzerland
22 Mar 2016
19
Amended Disclosure Regime For Major Shareholdings
In connection with the overhaul of Swiss financial market regulations, the rules on the disclosure of substantial shareholdings were recast into the Federal Act on Financial Markets Infrastructures...
Switzerland
18 Jan 2016
20
The Securities Litigation Review - Switzerland
In Switzerland, there is no single body of law setting out the law of securities.
Switzerland
22 Sep 2015
Links to Result pages
 
1 2  
>>Next