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Searching Content indexed under Securities by Lowndes, Drosdick, Doster, Kantor & Reed, P.A. ordered by Published Date Descending.
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1
Dodd-Frank Whistleblowers Must Report To The SEC
Employees must report suspected securities fraud violations to the U.S. Securities and Exchange Commission (SEC) to benefit from the anti-retaliation provisions ...
United States
28 Feb 2018
2
Traditional Risk Management vs Enterprise Risk Management: Which Approach Is The Best Choice For Your Company?
According to the National Association of Corporate Directors ("NACD"), "there are number of things that Boards need to do as the number and magnitude of business risks increase."
United States
10 Oct 2017
3
New JOBS Act Rules Regarding Accredited Investor Determination
New SEC rules mandated by the JOBS Act require that an issuer's determination of an investor's "accredited investor" status must be made as of the last day of the issuer's most recent fiscal year...
United States
23 Nov 2016
4
NOTICE: SEC Adopts Rules To Facilitate Intrastate And Regional Securities Offerings
The new 147A exemption may be attractive to crowdfunding businesses operating in states that have more permissive exemptions than the federal crowdfunding rules.
United States
2 Nov 2016
5
The Jobs Act - Final Rules Finally - Three Key Takeaways
The JOBS Act has finally been laid to rest, and the much anticipated final rules—by all accounts—delivered. As the dust settles, issuers and investors should make note of three key takeaways
United States
25 Oct 2016
6
The Jobs Act – Final Rules Finally – Three Key Takeaways
The JOBS Act has finally been laid to rest, and the much anticipated final rules—by all accounts—delivered. As the dust settles, issuers and investors should make note of three key takeaways:
United States
22 Jul 2016
7
SEC Crowdfunding Primer – Regime Starting May 16, 2016
The bulletin is intended to help educate investors about the opportunities, and the risks, arising from these offerings.
United States
23 Feb 2016
8
A New Year's (Awaiting) Resolution: How FASB's Change To "Materiality" Could Materially Change 2016
As we close the books on the first chapter of our 2016 year, many investors cling to their New Year's resolutions, hoping to make a material change that catalyzes a happy, healthy, and productive New Year.
United States
8 Feb 2016
9
SEC And Florida Move On Crowdfunding Proposals
Companies now have an additional option for raising capital in private offerings that does not require registration with the Securities and Exchange Commission.
United States
7 Jan 2016
10
The SEC May 'Roll Tide' With Respect To The Definition Of 'Accredited Investor'
For most Floridians, as the calendar turns to December, the letters S-E-C tend to elicit thoughts of a certain Championship Game to be played at the Georgia Dome in Atlanta.
United States
7 Dec 2015
11
"Bad Boy" Associates Can Now Disqualify Your 506 Exemption
Do your due diligence when it comes to individuals connected with your private placement – otherwise, it could cost you your exemption and ruin your offering.
United States
17 Oct 2013
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