Search
Searching Content indexed under Securities by Arthur Cox ordered by Published Date Descending.
Links to Result pages
 
1 2 3  
>>Next
 
Title
Country
Organisation
Author
Date
1
Show Me The Money – How To Protect Yourself Against A Plaintiff In A Weak Financial Position
A recent judgment of the Irish High Court provides welcome clarity on the principles which apply to applications seeking security for costs.
Ireland
30 Apr 2019
2
Investment Funds Legal & Regulatory Update, March 2019
Welcome to the latest edition of our Asset Management and Investment Funds Legal and Regulatory Update.
Ireland
21 Mar 2019
3
Settlement Finality: Ireland Will Implement Recital 7 On A ‘No-Deal' Brexit
In its draft ‘no-deal Brexit' omnibus legislation (the Withdrawal of the United Kingdom from the European Union (Consequential Provisions) Bill 2019).
Ireland
12 Mar 2019
4
ESMA Consults On Liquidity Stress Testing For UCITS And AIFs
Liquidity risk in funds has and continues to be a subject of focus for both national and international regulators/authorities. In April 2018, the European Systemic Risk Board ("ESRB") ...
Ireland
20 Feb 2019
5
Regulators Provide Welcome Clarity Amid Continued Brexit Uncertainty
As 29 March looms with uncertainty still surrounding the type of Brexit scenario that will unfold, there have been a number of regulatory developments at EU, UK and Irish level, which should provide some welcome clarity in the event of a hard Brexit.
Ireland
20 Feb 2019
6
Securitisation Regulation Update: Central Bank Confirms How To Notify
The Central Bank has confirmed the manner in which originators, sponsors and SSPEs are to comply with the notification obligation in respect of securitisations where there has been a first issue of securities after 1 January 2019.
Ireland
13 Feb 2019
7
Securitisation Regulation Update: Irish Regulations; Competent Authority; Reporting
The related Irish Securitisation Regulations were published on 18 January 2019.
Ireland
30 Jan 2019
8
Blockchain And Cryptocurrency Regulation 2019
While the Irish Government has, to date, remained largely silent on its attitude towards cryptocurrencies, the Irish Department of Finance issued a Discussion Paper on Virtual Currencies...
Ireland
1 Oct 2018
9
Equity Capital Markets In Ireland: Regulatory Overview
There are three principal equity markets in Ireland, the Main Securities Market (MSM), the Enterprise Securities Market (ESM) and the Atlantic Securities Market (ASM) ...
Ireland
6 Sep 2018
10
Irish Prospectus Regulations Amended
As mentioned in our July 2017 Briefing (Prospectus Regime: PD3 Published), the new Prospectus Regulation (known as PD3), will apply across the EU from 21 July 2019.
Ireland
29 Aug 2018
11
Non-Financial Reporting Requirements For Irish PLCs Listed On NYSE/NASDAQ
The purpose of this publication is to identify and summarise the NFR requirements arising under the European Union Regulations 2017 from the perspective of Irish public limited companies listed on the NYSE/NASDAQ.
Ireland
14 Aug 2018
12
Leis: ESMA Grace Period Ends On 2 July 2018
The grace period given by ESMA in December 2017 to investment firms and trading venues in respect of their LEI-related obligations ...
Ireland
2 Jul 2018
13
The Impact Of The Securitisation Regulation On UCITS And AIFMs
The Securitisation Regulation (Regulation EU 2017/2401) came into force on 17 January 2018 and will be directly applicable across the EU from 1 January 2019.
Ireland
15 May 2018
14
Legal Entity Identifiers: January 2018 Update
Legal Entity Identifiers – January 2018 Update (including the recent 6 month grace period granted by ESMA from the MiFIR LEI requirements).
Ireland
26 Jan 2018
15
Financial Times: EU Power Grab Risks Disenfranchising National Regulators
Last month, the European Commission issued draft regulations proposing new powers for the European Securities and Markets Authority, as well as significant changes to the way the Paris-based financial watchdog is...
European Union
27 Nov 2017
16
Capital Markets: Proposal To Give ESMA Further Powers
Will ESMA be given certain direct supervision powers in relation to prospectuses, market abuse, product intervention and benchmarks.
Ireland
10 Nov 2017
17
ESMA Consultations: Key Points For Equity Issuers
The new Prospectus Regulation (Regulation (EU) 2017/1129) (known as PD3) was published in the Official Journal on 30 June 2017.
Ireland
6 Sep 2017
18
Legal Entity Identifiers (LEIs): Reminder
An LEI is a global reference code which uniquely identifies a legal entity. An LEI comprises a 20 digit alphanumeric code unique to an entity, and has been required for Transparency Directive purposes and for reporting under the European Market Infrastructure Regulation for some time.
Ireland
22 Aug 2017
19
ESMA Consults- Key Points For Debt Issuers
The European Commission is required, under PD3, to adopt certain Level 2 measures (delegated acts) by 21 January 2019.
Ireland
31 Jul 2017
20
Format And Structuring Of Prospectuses
Article 25 and Article 26 of Commission Regulation (EC) 809/2004 detail the format or structure that prospectuses and base prospectuses should follow when seeking approval on a Regulated Market.
Ireland
24 Jan 2017
Links to Result pages
 
1 2 3  
>>Next