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Searching Content indexed under Securities by Withers LLP ordered by Published Date Descending.
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1
SEC Charges Attorney Involved In NFL Concussion Case With Defrauding Retired NFL Players
On August 29, 2019, the SEC ruled that attorney Phillip Timothy Howard, his investment adviser firm, Cambridge Capital Group Advisors LLC, and Howard's business partner Don Warner Reinhard
United States
3 Sep 2019
2
An Overview Of The Rules And Regulations Governing The Private Placements Of Fund Interests In Japan
With the prevailing low interest rates, Japanese asset allocators have increasingly turned to offshore investment funds for target returns
Japan
11 Jul 2019
3
With...Legal And Business Insights | Episode 4: With... A Brief Look
Join our host Joe Morales as he discusses recent legal developments including details regarding a U.S. Supreme Court case.
United States
21 May 2019
4
Hong Kong SFC Unveils New Regulatory Framework For Virtual Assets
This is expected to solve the long-standing problems for these operators to open bank accounts for general banking transactions in Hong Kong.
Hong Kong
15 Nov 2018
5
US Corporate Law News: Securities Laws May Cover ICOs
A judge in the Eastern District of New York has ruled that initial coin offerings may be subject to securities laws.
United States
4 Oct 2018
6
US Corporate Law News: SEC Sues, Confirming Interim Financial Statements Must Be 'Reviewed'
On September 21, 2018, the SEC announced charges against five public companies for submitting financial statements in their quarterly reports that had not been reviewed by an independent,
United States
4 Oct 2018
7
It Does Not Pay To Manipulate The Stock Market
Manipulating the stock market can be done in a variety of manners, and the law has sought to identify and curb stock market manipulation by prohibiting certain actions
Singapore
1 Oct 2018
8
US Corporate Law News: SEC Chair Announces Upcoming Concept Release On Capital Formation
On August 29, 2018 SEC Chairman Jay Clayton addressed key capital formation initiatives at the SEC.
United States
24 Sep 2018
9
Corporation Finance Staff To Continue To Enhance Transparency Of Staff Actions
On August 20, 2018, the SEC Division of Corporation Finance announced that it will continue its efforts to increase transparency by releasing certain documents on EDGAR relating to actions taken by the SEC ...
United States
14 Sep 2018
10
NFL Player Mychal Kendricks Accused Of Insider Trading
The SEC and the Department of Justice charged Cleveland Browns linebacker Mychal Kendricks, who won the 2018 Super Bowl with the Philadelphia Eagles, and Damilare Sonoiki ...
United States
11 Sep 2018
11
US Corporate Law News: SEC Announces Agenda For Upcoming Investor Advisory Committee
On August 24, 2018, the SEC announced the agenda for the September 13th meeting of the Investor Advisory Committee (IAC).
United States
7 Sep 2018
12
US Corporate Law News: Corp Fin Issues Small Entity Compliance Guide
On August 10, 2018, the SEC Division of Corporation Finance published a Small Entity Compliance Guide for Issuers in connection with amendments that raised the thresholds in the definition...
United States
2 Sep 2018
13
US Corporate Law News: SEC Adopts Amendments To Simplify And Update Disclosure Requirements
On August 17, 2018, the SEC voted to adopt amendments to certain disclosure requirements in order to simply and get rid of outdated requirements.
United States
31 Aug 2018
14
US Corporate Law News: SEC Amends Rule 701 Of The Securities Act Of 1933 And Publishes Concept Release
On July 18, 2018, the SEC amended Rule 701 of the Securities Act of 1933 in order to increase the threshold for requiring additional disclosure by non-reporting companies to investors up to $10 million.
United States
29 Aug 2018
15
US Corporate Law News: SEC Rejects Bitcoin EFT Proposal
The Securities and Exchange Commission rejected for the second time a proposal to create a Bitcoin Exchange Traded Fund, but its decision includes sufficiently detailed concerns to create a roadmap...
United States
13 Aug 2018
16
SEC Again Rejects Bitcoin ETF Proposed By Winklevoss Twins
The U.S. Securities and Exchange Commission has again rejected a bitcoin-based Exchange-Traded Fund proposed by Tyler and Cameron Winklevoss, founders of the Gemini Bitcoin Trust.
United States
9 Aug 2018
17
US Corporate Law News: SEC Expands The Scope Of SRC Scaled Disclosures
On June 28, 2018, the Securities and Exchange Commission expanded the number of smaller companies eligible to comply with scaled disclosure requirements ...
United States
20 Jul 2018
18
US Corporate Law News: Bitcoin And Ether Are Not Securities
The Securities and Exchange Commission's Corporation Finance Director, William Hinman, has provided new guidance on when a digital asset transaction is an "investment contract" under the Howey test.
United States
20 Jul 2018
19
US Corporate Law News: SEC Considers Easing ETF Rules
On June 28, 2018, the Securities and Exchange Commission ("SEC") considered whether to adopt an exchange traded fund ("ETF") ...
United States
18 Jul 2018
20
US Corporate Law News: New Requirements For UAE Sukuk Offerings
The Securities and Commodities Authority of the UAE (the "SCA"), which regulates Sukuk offerings in the UAE and by UAE companies in non-UAE jurisdictions ...
United States
4 Jul 2018
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