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Searching Content indexed under Securities by Lewis Brisbois Bisgaard & Smith LLP ordered by Published Date Descending.
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Supreme Court Lorenzo Decision Expands Liability Under Rule 10b-5
On March 27, 2019, the Supreme Court issued its much-anticipated decision in Lorenzo v. SEC, 587 U.S. ____ (2019), which expands the category of conduct under which a private action can be brought pursuant to SEC Rule 10b-5.
United States
3 Apr 2019
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SEC Votes To Expand "Smaller Reporting Company" Definition
On June 28, 2018, the Securities and Exchange Commission (the SEC or the Commission) amended the definition of "smaller reporting company" (SRC) to expand the number of smaller companies
United States
25 Jul 2018
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