Searching Content indexed under Securities by Bradley Brasser ordered by Published Date Descending.
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SEC Proposes To Modernize Certain Disclosures Under Regulation S-K
The Situation: In an effort to update the rules to improve disclosures for investors and to simplify compliance efforts for registrants, the U.S. Securities and Exchange Commission ("SEC")
United States
13 Sep 2019
SEC Proposes Amendments To "Accelerated Filer" And "Large Accelerated Filer" Definitions
On May 9, 2019, the SEC announced proposed amendments to the definitions of "accelerated filer" and "large accelerated filer" as set forth in Section 12b-2 under the Exchange Act.
United States
27 May 2019
SEC Adopts FAST Act Amendments To Modernize And Simplify Disclosure Requirements
The following summary highlights some of the noteworthy amendments that will affect a registrant's typical SEC disclosures.
United States
8 Apr 2019
"Test-The-Waters" Accommodations Could Be Coming To A Company Near You
The proposed rule will undergo a 60-day public comment period following the date it is published in the Federal Register.
United States
26 Feb 2019
SEC Finalizes Disclosure Requirements For Mining Registrants
In July 2016, the SEC proposed rules designed to simplify the U.S. mining company disclosure regime.
United States
13 Nov 2018
SEC Updates And Streamlines Disclosure Requirements
On August 17, 2018, the SEC adopted amendments to Regulation S-K, Regulation S-X, and certain related rules and forms which, among other things:
United States
13 Sep 2018
SEC Proposes Modernization And Simplification Of Regulation S-K
In an effort to reduce compliance and cost burdens, the SEC has proposed amendments to some of the rules and forms associated with Regulation S-K.
United States
24 Oct 2017
SEC Adopts Final Resource Extraction Disclosure Rules
On June 27, 2016, the SEC adopted final rules requiring disclosure by resource extraction issuers of payments made to governments for the commercial development of oil, natural gas, or minerals.
United States
18 Jul 2016
SEC Proposes Modernization Of Disclosure Requirements For Mining Registrants
The U.S. Securities and Exchange Commission ("SEC") recently proposed rules that, if adopted, would overhaul disclosure requirements for mining registrants.
United States
8 Jul 2016
SEC Proposes Disclosure Regarding Hedging Policies
On February 9, 2015, the SEC issued a proposing release to implement certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
16 Feb 2015
U.S. District Court Invalidates SEC's Rules Regarding Payments By Resource Extraction Issuers
On July 2, the U.S. District Court for the District of Columbia invalidated on summary judgment the resource extraction rules adopted by the SEC.
United States
15 Jul 2013
SEC Issues FAQS Regarding Conflict Minerals and Resource Extraction Issuer Disclosure Requirements Under Dodd-Frank Act
The SEC's Division of Corporation Finance recently issued much-anticipated interpretive guidance, in the form of frequently asked questions, regarding the conflict minerals and resource extraction issuer disclosure requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
17 Jun 2013
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