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Searching Content indexed under Securities by Sarah Cunniff ordered by Published Date Descending.
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Investment Funds Legal & Regulatory Update, March 2019
Welcome to the latest edition of our Asset Management and Investment Funds Legal and Regulatory Update.
Ireland
21 Mar 2019
2
The Impact Of The Securitisation Regulation On UCITS And AIFMs
The Securitisation Regulation (Regulation EU 2017/2401) came into force on 17 January 2018 and will be directly applicable across the EU from 1 January 2019.
Ireland
15 May 2018
3
Update On Changes To Loan Originating Qualifying Investor AIF Regime
The Central Bank has announced that it intends to amend its requirements for loan originating qualifying investor AIFs (L-QIAIFs).
Ireland
15 Dec 2016
4
Securities Financing – New Reporting, Disclosure, And Reuse Obligations
The Securities Financing Regulation (Regulation (EU) 2015/2365) (the SFT Regulation) came into force on 12 January 2016.
European Union
17 Feb 2016
5
Central Bank Publishes Markets Update
On 4 November 2015, the Central Bank issued a markets update on a number of topics.
Ireland
24 Nov 2015
6
ESMA Delays Opinion On The Extension Of The AIFMD Passport To Non-EU Entities And Publishes Update To AIFMD Q&A
ESMA has clarified a number of technical matters relating to reporting to EU Member State regulators under Articles 3, 24 and 42 of AIFMD, including the following...
European Union
28 Jul 2015
7
Central Bank Updates Q&As On Shanghai-Hong Kong Stock Connect, AIFMD, UCITS And Directors' Time Commitments
On 15 July 2015 the Central Bank of Ireland published updated Q&As relating to AIFMD, UCITS and directors' time commitments.
Ireland
21 Jul 2015
8
ESMA Issues Final AIFMD Remuneration Guidelines, Feb 2013
The Alternative Investment Fund Managers Directive (AIFMD) requires that managers (AIFMs) have remuneration policies which are consistent with sound and effective risk management.
European Union
5 Mar 2013
9
Central Bank Of Ireland Issues New UCITS Notices, Feb 2013
On 15 February 2013 the Central Bank issued a revised set of UCITS Notices and related Guidance Notes which reflect the ESMA Guidelines on ETFs and other UCITS issues1 issued in December 2012.
Ireland
5 Mar 2013
10
Update On UCITS Self-Managed Investment Company Business Plans
On 30 November 2012 the Central Bank published requirements relating to the business plans of UCITS self-managed investment companies.
Ireland
17 Dec 2012
11
UCITS Investing In Unregulated Collective Investment Schemes
On 20 November 2012, the European Securities and Markets Authority issued an opinion in relation to a UCITS' ability to invest 10% of its assets in unregulated collective investment schemes.
European Union
28 Nov 2012
12
Central Bank Of Ireland Consults On The Implementation Of The Alternative Investment Fund Managers Directive
Directive 2011/61/EU on Alternative Investment Fund Managers (AIFMD) will come into effect on 22 July 2013.
Ireland
13 Nov 2012
13
ESMA Publishes Key Investor Information Document For UCITS - Questions & Answers
On 25 September 2012, the European Securities and Markets Authority ("ESMA") published a Questions and Answers document on the Key Investor Information Document ("KIID") for UCITS.
Ireland
10 Oct 2012
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