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Searching Content indexed under Securities by Andrew Bates ordered by Published Date Descending.
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Funds Quarterly Legal And Regulatory Update (Q1) - Jan.- Mar. 2019
On 29 March 2019, the European Securities and Markets Authority ("ESMA") published an updated questions and answers document ("Q&As") on the application of EU Directive 2009/65/EC
Ireland
30 Apr 2019
2
Funds Quarterly Legal And Regulatory Update - Dec 2018
Undertakings in Collective Investments and Transferable Securities ("UCITS")
Ireland
18 Jan 2019
3
ESMA Renews Intervention Measures Which Restrict The Sale Of CFDs
On 23 October 2018, the European Securities and Markets Authority ('ESMA") adopted a Decision under Article 40 of Regulation (EU) No 600/2014 ('MiFIR") to restrict the marketing, distribution or sale
Ireland
13 Nov 2018
4
Investment Firms Quarterly Legal & Regulatory Update Q3 July - September 2018
The MiFID Reporting Requirements set out a non-exhaustive list of the regulatory reports that MiFID firms are required to submit to the Central Bank on a periodic basis
Ireland
16 Oct 2018
5
Funds Quarterly Legal And Regulatory Update Period Covered: 1 July 2018 – 30 September 2018
On 5 July 2018, the Central Bank of Ireland ("Central Bank") published the twenty third edition of its "UCITS –Questions and Answers" ("UCITS Q&As").
Ireland
11 Oct 2018
6
Funds Quarterly Legal And Regulatory Update (1 October 2017 – 31 December 2017)
During the period 1 October 2017 to 31 December 2017, the Central Bank published the Twentieth and the Twenty-First Edition of the Central Bank UCITS Question & Answers ("Q&A").
European Union
9 Jan 2018
7
Central Bank Consults On CFDs For Retail Investors
The Central Bank has, on March 6, 2017, isssued Consultation Paper 107 (the "CP") on the protection of retail investors in relation to the distribution of contracts for difference ("CFDs").
Ireland
20 Mar 2017
8
New Central Bank UCITS
On October 5, 2015 the Central Bank of Ireland (the "Central Bank") issued a new set of regulations relating to Irish domiciled UCITS, their management companies and their depositaries...
Ireland
14 Oct 2015
9
ESMA Discussion Paper On UCITS Share Classes
We urge promoters of multi-class UCITS products to consider this Discussion Paper.
European Union
19 Jan 2015
10
Shanghai-Hong Kong Stock Connect - Launch Date Announced
The launch date for the Shanghai-Hong Kong Stock Connect programme ("Stock Connect") has been announced by the China Securities Regulatory Commission (CSRC) and the Securities and Futures Commission (SFC).
China
19 Nov 2014
11
Updated ESMA Q&A On Its Guidelines On ETFs And Other UCITS Issues
The European Securities and Markets Authority issued an updated Q&A document to give further clarity to certain aspects of its guideline document.
Ireland
1 Apr 2014
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