Searching Content indexed under Securities by Robert A. Musiala Jr. ordered by Published Date Descending.
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Multiple ICO Enforcement Actions By SEC And State Regulators
This week the U.S. Securities and Exchange Commission (SEC) announced that it has settled charges against SimplyVital Health Inc
United States
22 Aug 2019
SEC Issues No-Action Letter, Financial Services Firms And Major Exchanges Make Moves, New Products Launched In Europe
This week, the U.S. Securities and Exchange Commission (SEC) issued to Pocket Full of Quarters Inc. (PoQ) a no-action letter related to PoQ's distribution of its Quarters product, an ERC20 token.
United States
20 Aug 2019
SEC Issues Statement On Digital Asset Custody, Approves First Reg A+ Token Offerings
This week the U.S. Securities and Exchange Commission (SEC) and the U.S. Financial Industry Regulatory Authority (FINRA) issued a "Joint Staff Statement
United States
19 Aug 2019
Public And Private Sector Entities Address Blockchain Regulatory Environment
Last Friday, the SEC announced that it will host "a public forum focusing on distributed ledger technology (DLT) and digital assets" at the SEC's Washington, D.C.
United States
4 Apr 2019
Forthcoming SEC Guidance Confirmed, Initiatives Continue At Banks And Cryptocurrency Exchanges
Last Friday, the SEC published remarks by Commissioner Hester M. Peirce on the topic of "Protecting the Public While Fostering Innovation and Entrepreneurship."
United States
22 Feb 2019
Startup Challenges SEC Enforcement Action, International Arrests And Exchange Cooperation
Kik's Wells Response also indicates that the company is willing to litigate the issue in court.
United States
8 Feb 2019
New Blockchain Capital Markets Platforms Announced With Institutional Investment
On Jan. 24, tZero, a subsidiary of a major U.S. online retailer, went live with its long-awaited secondary trading platform for so-called security tokens.
United States
30 Jan 2019
New SEC ICO Enforcement And Developments On Unregistered Securities, Fraud, Promotions And The Howey Test
On Nov. 16, 2018, the U.S. Securities and Exchange Commission (SEC) announced that it had settled charges against two companies
United States
5 Dec 2018
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