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Searching Content indexed under Securities by Gillian Moldowan ordered by Published Date Descending.
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New Year, New Rules: Arrival Of The Final Hedging Disclosure Rules
On December 18, 2018, the Securities and Exchange Commission (SEC) approved long-awaited final rules implementing Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
7 Jan 2019
2
Executive To Pay Civil Penalties For Not Reporting Compensation Share Acquisition Under HSR Act
A senior executive of a public company has agreed to pay $609,810 in civil penalties for acquiring additional voting securities in the company ...
United States
12 Dec 2018
3
SEC Issues Final Rules To Increase Rule 701 Enhanced Disclosure Threshold
On June 18, 2018, the Securities and Exchange Commission (SEC) issued final rules to amend Securities Act Rule 701 ...
United States
26 Jul 2018
4
2018 Proxy Season – Quick Reference Guide
Death, taxes and proxy season. Although it may seem like you just filed your 2017 proxy, the 2018 proxy season is on the horizon.
United States
8 Dec 2017
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