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Searching Content indexed under Securities by Nicholas Allen ordered by Published Date Descending.
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SEC Approves Quadruple-Leveraged ETFS
The SEC approved a proposed rule change by NYSE Arca, Inc. that will permit the listing and trading of the first exchange-traded funds ("ETFs") that are quadruple-leveraged ("4X ETFs").
United States
11 May 2017
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SEC And FINRA Settle Charges Against Firm For Misleading Statements Made To Retail Investors
The SEC and FINRA settled charges that a financial services firm failed to adequately disclose certain fees and commissions in the offering materials the firm provided to retail investors.
United States
4 Jul 2016
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