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Searching Content indexed under Securities by Christopher Auguste ordered by Published Date Descending.
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SEC Division Of Corporate Finance Issues 9 Compliance And Disclosure Interpretations Regarding Inline XBRL Requirements
In March 2019, final rules amending Regulation S-K and related rules and forms were adopted. Included in these rules were requirements that registrants use Inline XBRL
United States
29 Aug 2019
2
SEC Proposes To Modernize Disclosures Of Business, Legal Proceedings And Risk Factors Under Regulation S-K
As reported in a press release issued by the Securities and Exchange Comission (the SEC) on Aug. 8, 2019, the SEC voted to propose amendments to modernize Regulation S-K disclosures.
United States
13 Aug 2019
3
SEC Issues Statement On LIBOR Transition
On July 12, the staffs of the Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of the Chief Accountant of the Securities and Exchange Commission issued a statement.
United States
22 Jul 2019
4
How The SEC's Proposed Amendments To Financial Disclosures For Acquisitions Will Affect High-Yield Bond Offerings
On May 3, the Securities and Exchange Commission (the SEC) proposed amendments to its rules governing financial disclosures relating to acquisitions and dispositions of businesses.
United States
30 May 2019
5
SEC Proposes Amendments To Accelerated Filer And Large Accelerated Filer Definitions
On May 9, 2019, the SEC proposed amendments to the accelerated filer and large accelerated filer definitions under the Exchange Act.
United States
30 May 2019
6
Requesting Confidential Treatment: SEC Issues Guidance Streamlining The Procedure For Filing Redacted Exhibits
On March 20, 2019, the Securities and Exchange Commission (SEC) adopted a series of amendments which seek to simplify the disclosure requirements for some U.S. public companies.
United States
7 May 2019
7
SEC Settlement In The Curt Schilling 38 Studios Matter Highlights The Section 17(a)(2) Liability Of Initial Purchasers In Rule 144A High Yield Offerings
On March 20, 2019, an agreement between Wells Fargo Securities LLC (Wells Fargo) and the Securities and Exchange Commission (SEC) to settle litigation involving failed video game company 38 Studios, LLC.
United States
9 Apr 2019
8
SEC Adopts Amendments To Implement Fast Act Disclosure Modernization And Simplification
On March 20, 2019, the Securities and Exchange Commission (the SEC) voted to adopt amendments to modernize and simplify disclosure requirements for public companies, investment advisers and investment companies.
United States
4 Apr 2019
9
SEC Takes Its Initial Aim At Crypto Funds
In a regulatory first, the Securities and Exchange Commission (SEC) has issued a cease and desist order and imposed a $200,000 fine against a hedge fund that invested in digital assets and its founder.
United States
2 Oct 2018
10
SEC Amends Definition Of ‘Smaller Reporting Company' Expanding The Number Of Companies Eligible For Reduced Disclosure
On June 28, 2018, the Securities and Exchange Commission voted to amend the definition of SRC to expand the number of companies eligible to take advantage of the reduced disclosure requirements applicable to SRCs...
United States
9 Jul 2018
11
Recent ICO Guidelines In France And Switzerland
After our recent client alert summarizing recent U.S. regulatory developments in the crypto-world, the House of Representatives of the State of Wyoming passed HB 70, referred to as the "Utility Token Bill"...
European Union
2 Mar 2018
12
SEC Approves NYSE Rule Changes On Listing Without An IPO
The Securities and Exchange Commission (SEC) has approved a proposal by the New York Stock Exchange (NYSE) to facilitate listing on the NYSE without a prior underwritten public offering.
United States
23 Feb 2018
13
Securitization Rules Offer Differing Definitions Of ‘U.S. Person'
With the long-awaited U.S. rules requiring a level of risk retention in securitizations recently going into effect, an added wrinkle has been created by a slight difference in how "U.S. person" is...
United States
9 May 2017
14
SEC Takes Positive Steps Toward Crowdfunding Rules And Clarifying General Solicitation
In a long-awaited decision, the SEC adopted final rules that will allow companies to offer and sell securities through the use of crowdfunding.
United States
3 Dec 2015
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