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Searching Content indexed under Securities by Borden Ladner Gervais LLP ordered by Published Date Descending.
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1
Guide To Going Public In Canada
Listing your company's securities on a Canadian stock exchange provides access to significant capital pools and investors, both in Canada and abroad.
Canada
8 May 2019
2
Doing Business In Canada 2019
Canada's legal system is based on English common law, applied in nine provinces and three territories; and French civil law ...
Canada
16 Nov 2018
3
Annual Reporting And Continuous Disclosure Rules Book
This publication is designed to provide accurate and authoritative reference information in regard to the subject matter covered.
Canada
19 Feb 2018
4
Cyber Threats And Social Media Pose Growing Risks For Registered Firms
The Canadian Securities Administrators ("CSA") published the results of the CSA's survey of cybersecurity and social media practices of registered firms dealing in securities and guidelines...
Canada
15 Nov 2017
5
Ontario Court Of Appeal Allows Secondary Market Securities Class Action To Proceed
Last week the Court of Appeal for Ontario released a decision in Rahimi v. SouthGobi Resources Ltd. , allowing class action claims to proceed against former directors in a secondary market...
Canada
6 Oct 2017
6
Guide To Going Public In Canada July 2017
This guide gives an overview of what is involved in going public and listing a company in Canada
Canada
2 Oct 2017
7
OSC Issues Annual Summary Report For Dealers, Advisers And Investment Fund Managers
On July 11, 2017, the OSC issued its Annual Summary Report for Dealers, Advisers and Investment Fund Managers (OSC Staff Notice 33-748).
Canada
27 Jul 2017
8
Welcome to the Family: Promissory notes under the Securities Act
​In Ontario Securities Commission v. Tiffin, the Ontario Court of Justice clarified the limits of the definition of "securities" under s.1(1) of the Securities Act, as it relates to promissory notes. The defendant in the case was charged with trading in securities without being registered and while prohibited, and without filing a prospectus.
Canada
14 Mar 2017
9
Trump Trumped at the Supreme Court
Last year, the Ontario Court of Appeal ​​'s decision in Singh v Trump overturned a lower court decision and awarded the plaintiff damages against Donald J. Trump Sr. (as he then was) for negligent misrepresentation with respect to a Trump Hotel investement program (read about that here).
Canada
14 Mar 2017
10
MFDA Releases Review Of 2016 Activities And Initiatives And 2017 Priorities And Initiatives
Earlier this week, the Mutual Fund Dealers' Association (the "MFDA") released Bulletin #0715-M providing a review of activities and initiatives from 2016 and priorities and further initiatives for 2017.
Canada
9 Mar 2017
11
Appeal From A Finding Of Fraud And A Disgorgement Order Of Over $16 Million Dismissed
The appellants challenged the fraud finding, the misrepresentation finding and the disgorgement order.
Canada
22 Feb 2017
12
Statutory Disclosure Obligations For Cybersecurity Risks And Incidents
Last Thursday, Canadian Securities Administrators issued a Staff Notice to provide reporting issuers with guidance for compliance with continuous disclosure obligations regarding cybersecurity risks and incidents.
Canada
21 Feb 2017
13
Unsuitable Investments Top Investor Complaints To IIROC
IIROC has also issued confidential Complaints and Inquiries Statistics Reports to all the firms it regualtes in conjunction with the publichishing of these statistics.
Canada
7 Nov 2016
14
OSC To Host Dialogue - The Game Has Changed
These proposals arrive at the heels of this summer's implementation of the OSC's Whistleblower Program, which has already incited over 30 tips.
Canada
21 Oct 2016
15
Ontario Court Of Appeal Doesn't Let Trump Off That Easy
In a recent decision, the Ontario Court of ​Appeal overturned a lower court decision that dismissed an action on a summary judgment motion.
Canada
20 Oct 2016
16
CSA Announces Roundtables To Discuss Proposals To Reform NI 31-103
The Canadian Securities Administrators have announced the dates for roundtables to further explore issues raised in Proposals to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients, which proposes regulatory action to improve the client-registrant relationship, including a regulatory best interest standard, accompanied by guidance, that would form an over-arching standard and governing principle against which all other client obligations would be interpreted.
Canada
27 Sep 2016
17
OSC 2016 Enforcement Statisitics
Recently, the Ontario Securities Commission released its 2016 Annual Repor​t, including its enforcement statistics for the 2015-16 year.
Canada
20 Sep 2016
18
Ontario Courts Can Hear Claims Relating To Foreign Exchanges, But The Question Is: When Is Ontario The Most Convenient Forum İn Which To Do So?
The Court of Appeal found that procedural barriers were being used to prevent the plaintiffs from having their claim heard on the merits, and therefore lifted the stay.
Canada
4 Aug 2016
19
IIROC's Corporate Bond Information Web Site Goes Live
The web site is a tool that IIROC designed to assist market participants to make more informed corporate bond trading and investment decisions.
Canada
18 Jul 2016
20
CSA Publishes For Comment Proposed Amendments To Registration Requirements Under NI 31-103, 31-103 CP, And NI 33-109
On July 7, 2016, the Canadian Securities Administrators ("CSA") published for a 90-day public comment period proposed amendments...
Canada
14 Jul 2016
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