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Searching Content indexed under Securities by Andrews Kurth LLP ordered by Published Date Descending.
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Hunton Andrews Kurth Publishes 2018 Retail Industry Year In Review
Social engineering continued to be a major concern in 2018 as businesses continued to fall prey to such schemes and other cyber risks.
United States
25 Jan 2019
2
Privacy & Information Security Law Blog: SEC Fines Broker-Dealer $1 Million In First Enforcement Action Under Identity Theft Rule
On September 26, 2018, the SEC announced a settlement with Voya Financial Advisers, Inc. ("Voya").
United States
9 Oct 2018
3
SEC Adopts Amendments To Regulation S-K And Regulation S-X To Simplify Disclosure Requirements
The final amendments become effective 30 days after publication in the Federal Register.
United States
10 Sep 2018
4
SCOTUS Limits Protections For Whistleblowers
The U.S. Supreme Court has spoken: Dodd-Frank protection extends only to individuals who report violations of securities laws directly to the Securities and Exchange Commission ("SEC").
United States
27 Feb 2018
5
Applying Omnicare: The Second Circuit Weighs In On Statement Of Opinion Liability Post-Omnicare
Under the prior controlling authority in the Second Circuit, Fait v. Regions Financial Corp., an issuer could only be liable if an opinion was both (1) objectively false and (2) disbelieved by the speaker at the time it was made.
United States
31 Mar 2016
6
Omnicare Clarifies Standards For Liability For Statements Of Opinion Under Section 11
On March 24, 2015, the United States Supreme Court issued a new opinion that provides guidance on how courts are to interpret issuer liability under Section 11 of the Securities Act of 1933.
United States
7 Apr 2015
7
SEC Announces Record Whistleblower Award
The Securities and Exchange Commission announced its largest-ever whistleblower award, which is expected to be between $30 to $35 million.
United States
2 Oct 2014
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