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Searching Content indexed under Securities by Michael Tu ordered by Published Date Descending.
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Chancery Court Holds That Squeezed Out Stockholders Lack Standing To Compel Inspection Under DGCL § 220
On February 27, 2017, the Delaware Court of Chancery addressed an important matter of first impression under Delaware law: "Must a plaintiff seeking corporate records under Section 220 of...
United States
29 Mar 2017
2
SEC Eliminates References to Credit Ratings in Money Market Fund Rules
Rule 2a-7 currently requires that money market funds may only invest in "eligible securities" that receive one of the two highest short-term credit ratings.
United States
29 Sep 2015
3
Highlights From SEC Speaks 2015
Securities and Exchange Commission leadership and staff members addressed the public on February 20-21 at the annual "SEC Speaks" conference in Washington, D.C.
United States
2 Mar 2015
4
New House Bill Aims To Reduce Some Dodd-Frank Regulatory Burdens
The bill is part of a larger fight between Democrats and Republicans over the scope of Dodd-Frank and government oversight over financial institutions generally.
United States
2 Feb 2015
5
SEC Bats 0-For-2 On Insider Trading
A California federal jury sided against the SEC on Friday, June 6, finding the founder of storage device maker STEC Inc. not guilty on insider trading charges.
United States
16 Jun 2014
6
Are Confidential Witness Reforms Looming On The Horizon? Can The Plaintiff's Bar Stop Them?
A decision is expected shortly in the highly publicized so-called confidential witness "scandal" involving the Robbins Geller Rudman & Dowd law firm.
United States
27 Jan 2014
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