Search
Searching Content indexed under Corporate/Commercial Law by BakerHostetler ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next
 
Title
Country
Organisation
Author
Date
1
Part 3: Companies Are Not Complying With The Safe Harbor Provision Of The DMCA
Once a company is found ineligible for DMCA safe harbor, it is vulnerable to be found liable for copyright infringement claims.
United States
23 Aug 2019
2
ICO Enforcement Actions Continue Amid Tax Bill, Senate Hearing and UN Report
Earlier this week, cease and desist orders were issued against two online investment entities, Zoptax LLC and Unocall, as part of an ongoing effort coordinated by the North American
United States
22 Aug 2019
3
Multiple ICO Enforcement Actions By SEC And State Regulators
This week the U.S. Securities and Exchange Commission (SEC) announced that it has settled charges against SimplyVital Health Inc
United States
22 Aug 2019
4
SEC Issues No-Action Letter, Financial Services Firms And Major Exchanges Make Moves, New Products Launched In Europe
This week, the U.S. Securities and Exchange Commission (SEC) issued to Pocket Full of Quarters Inc. (PoQ) a no-action letter related to PoQ's distribution of its Quarters product, an ERC20 token.
United States
20 Aug 2019
5
SEC Adopts Investment Adviser And Broker-Dealer Rulemaking Package, Highlighted By The New "Best-Interest" Standard
On June 5, 2019, the Securities and Exchange Commission (SEC) voted to adopt a highly anticipated set of rules addressing the standard of conduct of registered investment advisers
United States
20 Aug 2019
6
SEC Deliberates And Seeks Input To Ease Access To Unregistered Offerings
On June 18, 2019, the Securities and Exchange Commission (SEC) requested public comment on "Harmonization of Securities Offerings Exemptions"
United States
20 Aug 2019
7
SEC Issues Statement On Digital Asset Custody, Approves First Reg A+ Token Offerings
This week the U.S. Securities and Exchange Commission (SEC) and the U.S. Financial Industry Regulatory Authority (FINRA) issued a "Joint Staff Statement
United States
19 Aug 2019
8
CFTC Approves Bitcoin DCM, New Bitcoin ETF Proposed, Crypto IRA And Blockchain Depository Receipts Introduced
The Commodity Futures Trading Commission (CFTC) has announced approval of LedgerX's registration as a designated contract market (DCM) under the Commodity Exchange Act and CFTC regulations.
United States
16 Aug 2019
9
Cracking Down On Crypto Around The World
This week, the Securities and Exchange Commission (SEC) announced an action against Kik Interactive, Inc., alleging an illegal $100 million digital securities offering through which more
United States
26 Jun 2019
10
SEC Enforcement Actions Continue As New Cryptocurrency-Based Assets Launch
The SEC has brought a civil injunctive action in federal court against a California man claiming to be selling instructional packages,
United States
17 Jun 2019
11
SEC Proposes Changing Definitions Of Accelerated Filer And Large Accelerated Filer To Provide Relief To Smaller Reporting Companies
On May 9, 2019, the SEC proposed amendments to the accelerated filer and large accelerated filer definitions to "reduce costs for certain lower-revenue companies by more appropriately tailoring the types of companies ...
United States
6 Jun 2019
12
Show Me The Data: Investors Demand Better ESG Disclosures
Asset managers are always looking for a valuation edge. But even when key factors are identified, the data may not be available.
United States
4 Jun 2019
13
Blockchain Capital Markets Diversify Amid ICO Slumps; Regulators Issue New Warnings
As of this week, the World Bank and Commonwealth Bank have enabled secondary market trading recorded on the blockchain for bond-i ...
United States
31 May 2019
14
Clarity And Transparency: DOJ Issues Updated Corporate Compliance Guide
On April 30, 2019, the Criminal Division of the U.S. Department of Justice ("DOJ") released a new corporate compliance guidance document ...
United States
30 May 2019
15
SEC Proposes Simplified Financial Disclosures Relating To Acquisitions And Dispositions Of Businesses
On May 3, 2019, the U.S. Securities and Exchange Commission (SEC) proposed amendments, available here, to its rules and forms to simplify the disclosure requirements for financial statements relating to acquisitions and dispositions of businesses
United States
28 May 2019
16
DC Circuit Reverses SEC - Negligent Omissions And Willful Omissions Are Mutually Exclusive
On April 30, 2019, the U.S. Court of Appeals for the D.C. Circuit held that an investment adviser (IA) cannot willfully make a negligent disclosure in its Forms ADV.
United States
21 May 2019
17
DC Circuit Reverses SEC Finding That Negligent Omissions And Willful Omissions Are Mutually Exclusive
On April 30, 2019, the U.S. Court of Appeals for the D.C. Circuit held that an investment adviser (IA) cannot willfully make a negligent disclosure in its Forms ADV.
United States
17 May 2019
18
SEC Updates Data Privacy And Cybersecurity Guidance For Registered Firms
On April 16, 2019, the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC) issued a risk alert,
United States
7 May 2019
19
Blockchain Capital Markets Solutions Continue To Advance In US And Abroad
Late last week, a leading trading services firm and Templum Inc. announced a strategic partnership that allows Templum to expand into the public markets and move toward developing
United States
1 May 2019
20
Corp Fin Issues White Paper And Related No-Action Letter Further Addressing When A Digital Asset Is A Security
On April 3, 2019, the Division of Corporation Finance of the Securities and Exchange Commission ("SEC" or the "Commission") through its Strategic Hub for Innovation and Financial Technology ("FinHub")
United States
30 Apr 2019
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next